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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

140 hedge funds and large institutions have $1.11B invested in SPDR Bloomberg Convertible Securities ETF in 2013 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 71 increasing their positions, 17 reducing their positions, and 12 closing their positions.

Holders
140
Holders Change
+25
Holders Change %
+21.74%
% of All Funds
4.07%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.35%
New
39
Increased
71
Reduced
17
Closed
12
Calls
$589K
Puts
$645K
Net Calls
-$56K
Net Calls Change
-$56K

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$224M
2
QI
2
QS Investors
New York
$58.8M
3
WCM
3
Weatherstone Capital Management
Colorado
$20.3M
4
Bank of America
4
Bank of America
North Carolina
$89.6M
5
Morgan Stanley
5
Morgan Stanley
New York
$135M

Top Sellers

1
HNB
1
Huntington National Bank
Ohio
$10.7M
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$4.48M
4
AUIM
4
Aegon USA Investment Management
Iowa
$51.8M
5
HIM
5
Hanlon Investment Management
New Jersey
$17M
Name Market Value Shares Shares
Change 		Shares
Change %
MA
51
MUFG Americas
New York
$2.84M 60,738 +5,599 +10%
Wellington Management Group
52
Wellington Management Group
Massachusetts
$2.65M 56,600 – –
BJ
53
Brouwer & Janachowski
California
$2.39M 51,079 +51,079 New
CCMG
54
Clark Capital Management Group
Pennsylvania
$2.08M 44,395 +44,395 New
Citigroup
55
Citigroup
New York
$2.07M 44,387 +10,409 +31%
WTC
56
WhitTier Trust Company
Nevada
$2.04M 43,685 +5,000 +13%
State Street
57
State Street
Massachusetts
$2.03M 43,405 +9,019 +26%
FANJ
58
Financial Architects (New Jersey)
New Jersey
$2M 42,744 +14,746 +53%
WA
59
Winfield Associates
Ohio
$1.9M 40,553 +40,553 New
DFIM
60
Detwiler Fenton Investment Management
Massachusetts
$1.81M 38,639 -2,960 -7%
Janney Montgomery Scott
61
Janney Montgomery Scott
Pennsylvania
$1.63M 34,988 +4,760 +16%
AIG
62
American International Group
New York
$1.59M 33,956 +4,683 +16%
Commonwealth Equity Services
63
Commonwealth Equity Services
Massachusetts
$1.54M 32,928 +14,290 +77%
UBS AM
64
UBS AM
Illinois
$1.51M 32,336 +24,646 +320%
Goldman Sachs
65
Goldman Sachs
New York
$1.42M 30,335 +2,319 +8%
CCT
66
Capital City Trust
Florida
$1.42M 30,340 -5,550 -15%
Barclays
67
Barclays
United Kingdom
$1.35M 29,377 +704 +2%
LS
68
Lattice Strategies
Pennsylvania
$1.26M 26,861 +2,405 +10%
JG
69
Jefferies Group
New York
$1.24M 26,549 +26,549 New
Ameriprise
70
Ameriprise
Minnesota
$1.22M 26,138 +8,236 +46%
PAG
71
Private Advisor Group
New Jersey
$1.22M 26,003 +26,003 New
FWM
72
Focused Wealth Management
New York
$1.21M 25,973 +3,312 +15%
HCM
73
HM Capital Management
Missouri
$1.21M 25,820 -11,650 -31%
MAA
74
Managed Account Advisors
New Jersey
$1.17M 25,121 +23,159 +1,180%
VC
75
Vicus Capital
Pennsylvania
$1.09M 23,317 +23,317 New
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