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State Street SPDR Bloomberg Convertible Securities ETF
CWB

268 hedge funds and large institutions have $2.27B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 69

14% more funds holding in top 10

Funds holding in top 10: 21 → 24 (+3)

3% more capital invested

Capital invested by funds: $2.2B → $2.27B (+$72.5M)

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

1% less funds holding

Funds holding: 270 → 268 (-2)

2.08% less ownership

Funds ownership: 56.93% → 54.85% (-2.1%)

51% less call options, than puts

Call options by funds: $312K | Put options by funds: $633K

Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.68%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
+$78M
2
Wells Fargo
Wells Fargo
California
+$44M
3
CCA
Conservest Capital Advisors
Pennsylvania
+$36.4M
4
LPL Financial
LPL Financial
California
+$12M
5
ACM
AlphaStar Capital Management
North Carolina
+$11.4M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$109M
2
IA
IndexIQ Advisors
New York
-$99.5M
3
HIM
Hanlon Investment Management
New Jersey
-$28.6M
4
HI
Horizon Investments
North Carolina
-$20.7M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$13.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$14.9M +$11M +217,862 +293%
HNB
27
Huntington National Bank
Ohio
$14.4M – – –
TCM
28
Tradewinds Capital Management
Washington
$14.1M +$3.58M +70,779 +35%
AG
29
Advisor Group
Arizona
$13.9M +$5.45M +107,668 +66%
MBT
30
Montecito Bank & Trust
California
$12.9M +$752K +14,858 +6%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$12M -$4.2M -82,899 -26%
BWL
32
Bogart Wealth LLC
Virginia
$11.8M +$274K +5,414 +2%
AA
33
Advisory Alpha
Michigan
$11.7M -$2.03M -40,082 -15%
JIR
34
James Investment Research
Ohio
$11.2M -$403K -7,957 -4%
BTS
35
BB&T Securities
Virginia
$11.1M +$9.49M +187,462 +639%
SIAS
36
Shine Investment Advisory Services
Colorado
$11M +$405 +8 +0%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$10.7M +$3.89M +76,754 +58%
Stifel Financial
38
Stifel Financial
Missouri
$10.6M +$2.49M +49,230 +31%
EC
39
Estate Counselors
Wisconsin
$10.2M +$973K +19,220 +11%
SB
40
Suntrust Banks
Georgia
$9.85M +$3.12M +61,611 +47%
PA
41
Pinnacle Associates
New York
$9.82M -$40.2K -795 -0.4%
OAM
42
Oppenheimer Asset Management
New York
$9.55M +$2.83M +55,831 +43%
Bessemer Group
43
Bessemer Group
New Jersey
$9.29M -$293K -5,781 -3%
AFNAS
44
American Financial Network Advisory Services
California
$9.16M +$9.08M +179,334 New
NC
45
NewSquare Capital
Pennsylvania
$9.1M +$96.4K +1,905 +1%
CRC
46
Curi RMB Capital
Illinois
$8.86M +$4.54M +89,625 +107%
WCM
47
Windsor Capital Management
Arizona
$8.65M – – –
FWM
48
FFT Wealth Management
Pennsylvania
$8.46M -$1.36M -26,932 -14%
Mackenzie Financial
49
Mackenzie Financial
Ontario, Canada
$8.02M +$1.53M +30,309 +24%
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
$8.01M +$1.72M +34,039 +28%
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CWB Hedge Fund Activity: Q3 2017 in Review

268 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2017, worth a combined $2.27B — up 3.3% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new CWB positions and 31 closed out — a net gain of 1 holder — while 130 added to existing stakes and 69 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $78M. The largest seller was AssetMark Inc, cutting an estimated $109M.

  • 268 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2017, down from 270 in Q2 2017.
  • Funds reported $2.27B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2017, up 3.3% quarter-over-quarter.
  • 32 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2017 and 31 closed out, a net change of +1 holder.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2017 was Nan Shan Life Insurance, an estimated $78M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2017 was AssetMark Inc, an estimated $109M sold.

Based on aggregated 13F filings for Q3 2017.