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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

337 hedge funds and large institutions have $2.14B invested in SPDR Bloomberg Convertible Securities ETF in 2019 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 136 increasing their positions, 113 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
337
Holders Change
-4
Holders Change %
-1.17%
% of All Funds
7.4%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.4%
New
35
Increased
136
Reduced
113
Closed
36
Calls
$4.84M
Puts
$5.29M
Net Calls
-$446K
Net Calls Change
-$452K

Top Buyers

1
NSLI
1
Nan Shan Life Insurance
Taiwan
$154M
2
HCM
2
Howard Capital Management
Georgia
$66M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$64.6M
4
TCM
4
Tradewinds Capital Management
Washington
$28.5M
5
FBB
5
Fulton Breakefield Broenniman
Maryland
$14.2M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$10.3M
2
HIM
2
Hanlon Investment Management
New Jersey
$0
3
HNB
3
Huntington National Bank
Ohio
$15M
4
Verition Fund Management
4
Verition Fund Management
Connecticut
$0
5
PWPCM
5
Perella Weinberg Partners Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
326
Carroll Financial Associates
North Carolina
$13K – – –
BC
327
Bartlett & Co
Ohio
$13K +$13K +240 New
BCWM
328
Bartlett & Co Wealth Management
Ohio
$12.6K +$12.6K +240 New
FDCDDQ
329
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11K – – –
KIG
330
Kessler Investment Group
Indiana
$9K – – –
MCM
331
McMillion Capital Management
North Carolina
$9K – – –
AssetMark Inc
332
AssetMark Inc
California
$6K -$146 -3 -2%
AIM
333
Advantage Investment Management
Iowa
$6K – – –
RIA
334
Realta Investment Advisors
Delaware
$6K +$6K +106 New
CAGAS
335
Capital Advisory Group Advisory Services
Minnesota
$3K – – –
TFGT
336
TS Financial Group (TSFG)
Illinois
$3K – – –
AIA
337
Arrow Investment Advisors
Maryland
$2.36K +$2.36K +44,917 New
BFC
338
Bedel Financial Consulting
Indiana
$2K – – –
TFA
339
Transamerica Financial Advisors
Florida
$1K -$41.6K -291 -98%
TFA
340
Toth Financial Advisory
Virginia
$1K – – –
HIM
341
Hanlon Investment Management
New Jersey
– -$30.4M -574,686 Closed
Verition Fund Management
342
Verition Fund Management
Connecticut
– -$15M -284,009 Closed
PWPCM
343
Perella Weinberg Partners Capital Management
New York
– -$10.9M -205,224 Closed
Mackenzie Financial
344
Mackenzie Financial
Ontario, Canada
– -$10.2M -192,088 Closed
CWM
345
Capital Wealth Management
Rhode Island
– -$4.71M -89,163 Closed
KCM
346
Karp Capital Management
California
– -$4.69M -88,671 Closed
GFPC
347
Global Financial Private Capital
Florida
– -$3.84M -72,682 Closed
Citadel Advisors
348
Citadel Advisors
Florida
– -$2.52M -47,658 Closed
HIM
349
Hotaling Investment Management
Pennsylvania
– -$2M -37,894 Closed
Nomura Asset Management
350
Nomura Asset Management
Japan
– -$1.29M -24,299 Closed
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