Global Financial Private Capital’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Global Financial Private Capital’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-72,682	Closed	-$3.84M	–	402
2019 Q2	$3.84M	Sell	72,682 -6,446	-8%	-$338K	0.19%	125
2019 Q1	$4.14M	Sell	79,128 -3,526	-4%	-$179K	0.2%	109
2018 Q4	$3.87M	Sell	82,654 -26,743	-24%	-$1.34M	0.21%	108
2018 Q3	$5.91M	Sell	109,397 -13,343	-11%	-$715K	0.21%	100
2018 Q2	$6.51M	Buy	122,740 +7,620	+7%	+$402K	0.22%	95
2018 Q1	$5.95M	Buy	115,120 +18,946	+20%	+$988K	0.21%	95
2017 Q4	$4.87M	Buy	96,174 +9,194	+11%	+$473K	0.17%	97
2017 Q3	$4.44M	Buy	86,980 +20,965	+32%	+$1.06M	0.16%	98
2017 Q2	$3.28M	Buy	66,015 +5,241	+9%	+$257K	0.16%	84
2017 Q1	$2.92M	Buy	+60,774	New	+$2.87M	0.15%	86

Other funds holding CWB

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

HCM

Howard Capital Management Roswell, Georgia $8.4B AUM 51.89% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Global Financial Private Capital's CWB Position: Q3 2019 in Review

Global Financial Private Capital sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q3 2019, closing a stake of 72,682 shares — an estimated $3.84M sold.

Global Financial Private Capital first reported a position in CWB in Q1 2017 and held it in 10 quarters. The position peaked at $6.51M in Q2 2018. 337 funds tracked by Wall St. Rank hold CWB as of Q3 2019.

Global Financial Private Capital reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q3 2019 after selling out during the quarter.
Global Financial Private Capital sold 72,682 State Street SPDR Bloomberg Convertible Securities ETF shares in Q3 2019, an estimated $3.84M.
Global Financial Private Capital first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q1 2017 and held it in 10 quarters.
Global Financial Private Capital's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $6.51M in Q2 2018.
337 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q3 2019.

Based on Global Financial Private Capital's 13F filing for Q3 2019, filed 13 Nov 2019.