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SPDR Bloomberg Convertible Securities ETF
CWB

Overview Fund Activity

268 hedge funds and large institutions have $2.27B invested in SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.69%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
$197M
2
Wells Fargo
Wells Fargo
California
$163M
3
CCA
Conservest Capital Advisors
Pennsylvania
$36.7M
4
LPL Financial
LPL Financial
California
$41.2M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$14.9M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
$10K
2
IA
IndexIQ Advisors
New York
$5.15M
3
HIM
Hanlon Investment Management
New Jersey
$2.78M
4
HI
Horizon Investments
North Carolina
$0
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
$48.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
SPWA
276
SteelBridge Private Wealth Advisors
Florida
– -$579K -11,660 Closed
DADC
277
D.A. Davidson & Co
Montana
– -$428K -8,631 Closed
GCA
278
Greenwood Capital Associates
South Carolina
– -$417K -8,395 Closed
Nomura Holdings
279
Nomura Holdings
Japan
– -$412K -8,297 Closed
CWM
280
Concert Wealth Management
California
– -$352K -7,125 Closed
Susquehanna International Group
281
Susquehanna International Group
Pennsylvania
– -$346K -6,976 Closed
PCM
282
Palisade Capital Management
New Jersey
– -$323K -6,500 Closed
EFS
283
Essex Financial Services
Connecticut
– -$316K -6,375 Closed
TSS
284
Two Sigma Securities
New York
– -$315K -6,349 Closed
Wolverine Trading
285
Wolverine Trading
Illinois
– -$270K -5,446 Closed
AIP
286
Almanack Investment Partners
Pennsylvania
– -$247K -4,976 Closed
DI
287
Diligent Investors
California
– -$246K -4,953 Closed
UCFA
288
United Capital Financial Advisors
Texas
– -$209K -4,210 Closed
SF
289
Synovus Financial
Georgia
– -$185K -3,746 Closed
OIA
290
OneDigital Investment Advisors
Kansas
– -$87K -1,755 Closed
FPA
291
Fieldpoint Private Advisors
New York
– -$69K -1,400 Closed
NA
292
NewEdge Advisors
Louisiana
– -$57.1K -1,147 Closed
IDBONY
293
Israel Discount Bank of New York
New York
– -$52K -1,050 Closed
AF
294
Allworth Financial
California
– -$38K -765 Closed
VWA
295
V Wealth Advisors
Kansas
– -$25K -496 Closed
ST
296
Smithfield Trust
Pennsylvania
– -$15K -312 Closed
TWA
297
TCI Wealth Advisors
Arizona
– -$4K -83 Closed
PMFA
298
Plante Moran Financial Advisors
Michigan
– -$3K -60 Closed
Thrivent Financial for Lutherans
299
Thrivent Financial for Lutherans
Minnesota
– -$3K -52 Closed
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