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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$18.8M +$7.76M +416,048 +76%
Wells Fargo
2
Wells Fargo
California
$10.8M -$129K -6,900 -1%
1CP
3
1607 Capital Partners
Virginia
$7.98M +$289K +15,500 +4%
SIA
4
Sit Investment Associates
Minnesota
$5.33M +$1.23M +65,740 +32%
MRCM
5
M&R Capital Management
New Jersey
$3.88M -$66.2K -3,550 -2%
FIMG
6
Financial & Investment Management Group
Michigan
$2.52M -$25.5K -1,370 -1%
GC
7
Guggenheim Capital
Illinois
$1.98M -$669K -35,882 -26%
U
8
UBS
Switzerland
$1.77M -$95.9K -5,146 -5%
Invesco
9
Invesco
Georgia
$1.51M +$1.45M +78,012 New
Morgan Stanley
10
Morgan Stanley
New York
$1.07M +$40.2K +2,158 +4%
WA
11
WealthTrust Axiom
Pennsylvania
$759K +$136K +7,300 +23%
LPL Financial
12
LPL Financial
California
$572K -$27.3K -1,463 -5%
SI
13
SII Investments
Wisconsin
$449K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$434K +$224 +12 +0.1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$239K -$20K -1,072 -8%
HighTower Advisors
16
HighTower Advisors
Illinois
$204K +$196K +10,500 New
SCM
17
Saba Capital Management
New York
$201K -$812K -43,548 -81%
PVWM
18
Point View Wealth Management
New Jersey
$196K -$14.1K -758 -7%
EMA
19
Efficient Market Advisors
California
$164K
Bank of America
20
Bank of America
North Carolina
$162K -$24.6K -1,320 -14%
AllianceBernstein
21
AllianceBernstein
Tennessee
$88K +$84.5K +4,533 New
Citigroup
22
Citigroup
New York
$62K -$11.7K -627 -16%
WT
23
Whittier Trust
California
$60K
US Bancorp
24
US Bancorp
Minnesota
$58K -$14.8K -796 -21%
FHA
25
First Horizon Advisors
Tennessee
$58K