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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.6M -$198K -10,613 -2%
SIA
2
Sit Investment Associates
Minnesota
$7.99M +$110K +5,922 +1%
1CP
3
1607 Capital Partners
Virginia
$6.56M -$591K -31,659 -8%
KIM
4
Karpus Investment Management
New York
$3.93M -$3.43M -183,966 -47%
MRCM
5
M&R Capital Management
New Jersey
$3.34M -$27.1K -1,450 -0.8%
UBS Group
6
UBS Group
Switzerland
$2.08M +$98.4K +5,274 +5%
LPL Financial
7
LPL Financial
California
$1.84M -$13.7K -736 -0.8%
Invesco
8
Invesco
Georgia
$1.81M -$123K -6,569 -6%
WA
9
WealthTrust Axiom
Pennsylvania
$814K
SI
10
SII Investments
Wisconsin
$728K
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$591K +$5.82K +312 +1%
Morgan Stanley
12
Morgan Stanley
New York
$525K -$112K -6,020 -18%
SIA
13
SeaBridge Investment Advisors
New Jersey
$391K +$382K +20,450 New
SMH
14
Sanders Morris Harris
Texas
$378K +$368K +19,734 New
Bank of America
15
Bank of America
North Carolina
$367K -$12.4K -663 -3%
GC
16
Guggenheim Capital
Illinois
$350K -$86.8K -4,652 -20%
GHAM
17
Gilman Hill Asset Management
Connecticut
$237K +$231K +12,375 New
CAN
18
Cetera Advisor Networks
California
$203K +$199K +10,646 New
PVWM
19
Point View Wealth Management
New Jersey
$200K
NFG
20
Nations Financial Group
Iowa
$196K +$191K +10,254 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$159K -$20.5K -1,097 -12%
Citigroup
22
Citigroup
New York
$58K +$17K +909 +43%
FHA
23
First Horizon Advisors
Tennessee
$57K
US Bancorp
24
US Bancorp
Minnesota
$57K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$47K