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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$13.1M -$1.42M -73,382 -9%
Wells Fargo
2
Wells Fargo
California
$10.1M +$1.86M +95,883 +21%
1CP
3
1607 Capital Partners
Virginia
$7.52M -$38.7K -2,000 -0.5%
SIA
4
Sit Investment Associates
Minnesota
$4.16M -$354K -18,301 -7%
MRCM
5
M&R Capital Management
New Jersey
$3.53M -$26.1K -1,350 -0.7%
Invesco
6
Invesco
Georgia
$1.61M -$18.2K -938 -1%
UBS Group
7
UBS Group
Switzerland
$1.37M -$257K -13,281 -15%
LPL Financial
8
LPL Financial
California
$803K -$13.6K -701 -2%
WA
9
WealthTrust Axiom
Pennsylvania
$790K
Morgan Stanley
10
Morgan Stanley
New York
$654K -$44.1K -2,279 -6%
SI
11
SII Investments
Wisconsin
$627K
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$541K +$65K +3,359 +13%
LCM
13
Landscape Capital Management
New Jersey
$365K +$385K +19,904 New
PSI
14
Pinnacle Summer Investments
Virginia
$318K
GC
15
Guggenheim Capital
Illinois
$305K +$503 +26 +0.2%
Bank of America
16
Bank of America
North Carolina
$270K +$49.4K +2,550 +21%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$235K +$2.11K +109 +0.9%
PVWM
18
Point View Wealth Management
New Jersey
$192K -$3.31K -171 -2%
EMA
19
Efficient Market Advisors
California
$134K
Citigroup
20
Citigroup
New York
$65K +$7.59K +392 +12%
FHA
21
First Horizon Advisors
Tennessee
$55K
US Bancorp
22
US Bancorp
Minnesota
$55K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$50K +$1.94K +100 +4%
TRCT
24
Tower Research Capital (TRC)
New York
$42K +$38.5K +1,990 +682%
WAM
25
Wolverine Asset Management
Illinois
$37K +$39.1K +2,019 New