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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$13.1M -$499K -26,542 -4%
Wells Fargo
2
Wells Fargo
California
$11.7M +$1.2M +63,968 +12%
1CP
3
1607 Capital Partners
Virginia
$7.94M +$120K +6,405 +2%
SIA
4
Sit Investment Associates
Minnesota
$3.78M -$538K -28,575 -13%
MRCM
5
M&R Capital Management
New Jersey
$3.6M -$74.7K -3,971 -2%
UBS Group
6
UBS Group
Switzerland
$1.76M +$334K +17,765 +24%
Invesco
7
Invesco
Georgia
$1.73M +$54.7K +2,910 +3%
LPL Financial
8
LPL Financial
California
$893K +$76.2K +4,051 +9%
WA
9
WealthTrust Axiom
Pennsylvania
$822K
SI
10
SII Investments
Wisconsin
$726K +$77.3K +4,110 +12%
Morgan Stanley
11
Morgan Stanley
New York
$641K -$38.1K -2,027 -6%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$541K -$20.5K -1,088 -4%
GC
13
Guggenheim Capital
Illinois
$415K +$96K +5,105 +31%
Bank of America
14
Bank of America
North Carolina
$351K +$69.6K +3,700 +25%
PSI
15
Pinnacle Summer Investments
Virginia
$330K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$240K -$3.44K -183 -1%
PVWM
17
Point View Wealth Management
New Jersey
$200K
HighTower Advisors
18
HighTower Advisors
Illinois
$200K +$198K +10,500 New
EMA
19
Efficient Market Advisors
California
$139K
Citigroup
20
Citigroup
New York
$60K -$7.66K -407 -11%
FHA
21
First Horizon Advisors
Tennessee
$57K
US Bancorp
22
US Bancorp
Minnesota
$57K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$47K -$1.88K -100 -4%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$31K +$18.3K +975 +168%
NFG
25
Next Financial Group
Texas
$24K