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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$15.7M -$1.16M -59,096 -7%
Wells Fargo
2
Wells Fargo
California
$9.06M +$1M +51,043 +13%
1CP
3
1607 Capital Partners
Virginia
$8.24M -$121K -6,150 -1%
SIA
4
Sit Investment Associates
Minnesota
$4.9M -$519K -26,480 -10%
MRCM
5
M&R Capital Management
New Jersey
$3.88M -$29.4K -1,500 -0.8%
Invesco
6
Invesco
Georgia
$1.78M +$1.73K +88 +0.1%
UBS Group
7
UBS Group
Switzerland
$1.76M +$35.8K +1,827 +2%
LPL Financial
8
LPL Financial
California
$881K +$130K +6,614 +18%
WA
9
WealthTrust Axiom
Pennsylvania
$862K
Morgan Stanley
10
Morgan Stanley
New York
$759K -$35.3K -1,800 -5%
SI
11
SII Investments
Wisconsin
$687K +$42.4K +2,160 +7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$522K -$17.1K -870 -3%
RVP
13
Relative Value Partners
Illinois
$367K -$13.9K -709 -4%
PSI
14
Pinnacle Summer Investments
Virginia
$347K
GC
15
Guggenheim Capital
Illinois
$332K -$44.9K -2,290 -12%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$254K +$28.5K +1,454 +13%
Bank of America
17
Bank of America
North Carolina
$243K -$5.04K -257 -2%
PVWM
18
Point View Wealth Management
New Jersey
$213K
EMA
19
Efficient Market Advisors
California
$146K
Citigroup
20
Citigroup
New York
$63K -$3.94K -201 -6%
FHA
21
First Horizon Advisors
Tennessee
$60K
US Bancorp
22
US Bancorp
Minnesota
$60K
SIA
23
Stancorp Investment Advisers
Oregon
$50K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$49K
NFG
25
Next Financial Group
Texas
$26K