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CSI

Cutwater Select Income Fund
CSI

Delisted

CSI was delisted on the 28th of December, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$5.96M +$6.42M +324,581 New
SIA
2
Sit Investment Associates
Minnesota
$5.16M +$5.56M +281,011 New
MRCM
3
M&R Capital Management
New Jersey
$3.92M +$4.22M +213,671 New
GC
4
Guggenheim Capital
Illinois
$3.85M +$4.14M +209,630 New
1CP
5
1607 Capital Partners
Virginia
$2.11M +$2.28M +115,126 New
U
6
UBS
Switzerland
$998K +$1.07M +54,346 New
Morgan Stanley
7
Morgan Stanley
New York
$725K +$781K +39,482 New
TC
8
TFS Capital
Pennsylvania
$625K +$673K +34,019 New
WA
9
WealthTrust Axiom
Pennsylvania
$597K +$644K +32,550 New
FIMG
10
Financial & Investment Management Group
Michigan
$586K +$631K +31,896 New
LPL Financial
11
LPL Financial
California
$469K +$505K +25,540 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$450K +$485K +24,509 New
SI
13
SII Investments
Wisconsin
$415K +$446K +22,555 New
CA
14
Cornerstone Advisors
North Carolina
$376K +$405K +20,481 New
DA
15
Doliver Advisors
Texas
$376K +$405K +20,481 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$295K +$318K +16,083 New
Bank of America
17
Bank of America
North Carolina
$214K +$231K +11,659 New
KIM
18
Karpus Investment Management
New York
$214K +$231K +11,683 New
AIG
19
American International Group
New York
$209K +$225K +11,404 New
EMA
20
Efficient Market Advisors
California
$155K +$167K +8,442 New
WAM
21
Wolverine Asset Management
Illinois
$115K +$124K +6,273 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$83K +$82.6K +4,180 New
Citigroup
23
Citigroup
New York
$64K +$68.7K +3,474 New
WT
24
Whittier Trust
California
$57K +$61.3K +3,100 New
FHC
25
First Horizon Corporation
Tennessee
$55K +$59.3K +3,000 New
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