Financial & Investment Management Group’s Cutwater Select Income Fund CSI Stock Holding History

Financial & Investment Management Group’s Portfolio CSI Stock Details CSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-69,759	Closed	-$1.35M	–	138
2014 Q4	$1.35M	Sell	69,759 -39,602	-36%	-$775K	0.36%	62
2014 Q3	$2.16M	Sell	109,361 -900	-0.8%	-$17.6K	0.64%	45
2014 Q2	$2.22M	Sell	110,261 -19,496	-15%	-$382K	0.63%	42
2014 Q1	$2.52M	Sell	129,757 -1,370	-1%	-$25.5K	0.74%	35
2013 Q4	$2.4M	Sell	131,127 -51,843	-28%	-$928K	0.75%	37
2013 Q3	$3.25M	Buy	182,970 +151,074	+474%	+$2.69M	1.25%	26
2013 Q2	$586K	Buy	+31,896	New	+$631K	0.33%	47

Other funds holding CSI

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

MRCM

M&R Capital Management Summit, New Jersey $454M AUM 40.11% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WealthTrust Axiom Wayne, Pennsylvania $406M AUM 40.44% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Financial & Investment Management Group's CSI Position: Q1 2015 in Review

Financial & Investment Management Group sold out of Cutwater Select Income Fund (CSI) in Q1 2015, closing a stake of 69,759 shares — an estimated $1.35M sold.

Financial & Investment Management Group first reported a position in CSI in Q2 2013 and held it in 7 quarters. The position peaked at $3.25M in Q3 2013. 33 funds tracked by Wall St. Rank hold CSI as of Q1 2015.

Financial & Investment Management Group reported no remaining Cutwater Select Income Fund position as of Q1 2015 after selling out during the quarter.
Financial & Investment Management Group sold 69,759 Cutwater Select Income Fund shares in Q1 2015, an estimated $1.35M.
Financial & Investment Management Group first reported a position in Cutwater Select Income Fund in Q2 2013 and held it in 7 quarters.
Financial & Investment Management Group's Cutwater Select Income Fund position peaked at $3.25M in Q3 2013.
33 funds tracked by Wall St. Rank held Cutwater Select Income Fund as of Q1 2015.

Based on Financial & Investment Management Group's 13F filing for Q1 2015, filed 5 May 2015.