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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

33 hedge funds and large institutions have $51.3M invested in Cutwater Select Income Fund in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% less capital invested

Capital invested by funds: $52.1M → $51.3M (-$789K)

8% less funds holding

Funds holding: 3633 (-3)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
33
Holders Change
-3
Holders Change %
-8.33%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$15.7M -$1.16M -59,096 -7%
Wells Fargo
2
Wells Fargo
California
$9.06M +$1M +51,043 +13%
1CP
3
1607 Capital Partners
Virginia
$8.24M -$121K -6,150 -1%
SIA
4
Sit Investment Associates
Minnesota
$4.9M -$519K -26,480 -10%
MRCM
5
M&R Capital Management
New Jersey
$3.88M -$29.4K -1,500 -0.8%
Invesco
6
Invesco
Georgia
$1.78M +$1.73K +88 +0.1%
UBS Group
7
UBS Group
Switzerland
$1.76M +$35.8K +1,827 +2%
LPL Financial
8
LPL Financial
California
$881K +$130K +6,614 +18%
WA
9
WealthTrust Axiom
Pennsylvania
$862K
Morgan Stanley
10
Morgan Stanley
New York
$759K -$35.3K -1,800 -5%
SI
11
SII Investments
Wisconsin
$687K +$42.4K +2,160 +7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$522K -$17.1K -870 -3%
RVP
13
Relative Value Partners
Illinois
$367K -$13.9K -709 -4%
PSI
14
Pinnacle Summer Investments
Virginia
$347K
GC
15
Guggenheim Capital
Illinois
$332K -$44.9K -2,290 -12%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$254K +$28.5K +1,454 +13%
Bank of America
17
Bank of America
North Carolina
$243K -$5.04K -257 -2%
PVWM
18
Point View Wealth Management
New Jersey
$213K
EMA
19
Efficient Market Advisors
California
$146K
Citigroup
20
Citigroup
New York
$63K -$3.94K -201 -6%
FHA
21
First Horizon Advisors
Tennessee
$60K
US Bancorp
22
US Bancorp
Minnesota
$60K
SIA
23
Stancorp Investment Advisers
Oregon
$50K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$49K
NFG
25
Next Financial Group
Texas
$26K

CSI Hedge Fund Activity: Q1 2015 in Review

33 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Cutwater Select Income Fund (CSI) for Q1 2015, worth a combined $51.3M — down 1.5% from $52.1M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of CSI and 2 opened new positions — a net loss of 3 holders — while 11 trimmed existing stakes and 7 added.

The largest buyer was Wells Fargo, adding an estimated $1M. The largest seller was Financial & Investment Management Group, exiting entirely with an estimated $1.35M sold.

  • 33 institutional investors held Cutwater Select Income Fund (CSI) as of Q1 2015, down from 36 in Q4 2014.
  • Funds reported $51.3M of Cutwater Select Income Fund stock for Q1 2015, down 1.5% quarter-over-quarter.
  • 2 funds opened new Cutwater Select Income Fund positions in Q1 2015 and 5 closed out, a net change of -3 holders.
  • The largest Cutwater Select Income Fund buyer in Q1 2015 was Wells Fargo, an estimated $1M added.
  • The largest Cutwater Select Income Fund seller in Q1 2015 was Financial & Investment Management Group, an estimated $1.35M sold.

Based on aggregated 13F filings for Q1 2015.