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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

31 hedge funds and large institutions have $43.6M invested in Cutwater Select Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less capital invested

Capital invested by funds: $45.7M → $43.6M (-$2.11M)

9% less funds holding

Funds holding: 3431 (-3)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

60% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 10

Holders
31
Holders Change
-3
Holders Change %
-8.82%
% of All Funds
0.83%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
4
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.6M -$198K -10,613 -2%
SIA
2
Sit Investment Associates
Minnesota
$7.99M +$110K +5,922 +1%
1CP
3
1607 Capital Partners
Virginia
$6.56M -$591K -31,659 -8%
KIM
4
Karpus Investment Management
New York
$3.93M -$3.43M -183,966 -47%
MRCM
5
M&R Capital Management
New Jersey
$3.34M -$27.1K -1,450 -0.8%
UBS Group
6
UBS Group
Switzerland
$2.08M +$98.4K +5,274 +5%
LPL Financial
7
LPL Financial
California
$1.84M -$13.7K -736 -0.8%
Invesco
8
Invesco
Georgia
$1.81M -$123K -6,569 -6%
WA
9
WealthTrust Axiom
Pennsylvania
$814K
SI
10
SII Investments
Wisconsin
$728K
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$591K +$5.82K +312 +1%
Morgan Stanley
12
Morgan Stanley
New York
$525K -$112K -6,020 -18%
SIA
13
SeaBridge Investment Advisors
New Jersey
$391K +$382K +20,450 New
SMH
14
Sanders Morris Harris
Texas
$378K +$368K +19,734 New
Bank of America
15
Bank of America
North Carolina
$367K -$12.4K -663 -3%
GC
16
Guggenheim Capital
Illinois
$350K -$86.8K -4,652 -20%
GHAM
17
Gilman Hill Asset Management
Connecticut
$237K +$231K +12,375 New
CAN
18
Cetera Advisor Networks
California
$203K +$199K +10,646 New
PVWM
19
Point View Wealth Management
New Jersey
$200K
NFG
20
Nations Financial Group
Iowa
$196K +$191K +10,254 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$159K -$20.5K -1,097 -12%
Citigroup
22
Citigroup
New York
$58K +$17K +909 +43%
FHA
23
First Horizon Advisors
Tennessee
$57K
US Bancorp
24
US Bancorp
Minnesota
$57K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$47K

CSI Hedge Fund Activity: Q1 2016 in Review

31 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Cutwater Select Income Fund (CSI) for Q1 2016, worth a combined $43.6M — down 4.6% from $45.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of CSI and 5 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 4 added.

The largest buyer was SeaBridge Investment Advisors, opening a new position worth an estimated $382K. The largest seller was Karpus Investment Management, cutting an estimated $3.43M.

  • 31 institutional investors held Cutwater Select Income Fund (CSI) as of Q1 2016, down from 34 in Q4 2015.
  • Funds reported $43.6M of Cutwater Select Income Fund stock for Q1 2016, down 4.6% quarter-over-quarter.
  • 5 funds opened new Cutwater Select Income Fund positions in Q1 2016 and 7 closed out, a net change of -2 holders.
  • The largest Cutwater Select Income Fund buyer in Q1 2016 was SeaBridge Investment Advisors, an estimated $382K added.
  • The largest Cutwater Select Income Fund seller in Q1 2016 was Karpus Investment Management, an estimated $3.43M sold.

Based on aggregated 13F filings for Q1 2016.