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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

37 hedge funds and large institutions have $45.1M invested in Cutwater Select Income Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

18% more capital invested

Capital invested by funds: $38.3M → $45.1M (+$6.82M)

3% more funds holding

Funds holding: 3637 (+1)

29% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 14

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.3M +$372K +20,815 +4%
KIM
2
Karpus Investment Management
New York
$10.1M +$7.22M +403,480 +274%
1CP
3
1607 Capital Partners
Virginia
$7.24M +$3.62M +202,057 +104%
SIA
4
Sit Investment Associates
Minnesota
$3.82M -$88.5K -4,944 -2%
GC
5
Guggenheim Capital
Illinois
$2.52M -$802K -44,815 -25%
FIMG
6
Financial & Investment Management Group
Michigan
$2.4M -$928K -51,843 -28%
U
7
UBS
Switzerland
$1.76M +$95.4K +5,332 +6%
SCM
8
Saba Capital Management
New York
$987K +$964K +53,885 New
Morgan Stanley
9
Morgan Stanley
New York
$966K +$294K +16,419 +45%
AQR Capital Management
10
AQR Capital Management
Connecticut
$728K +$180K +10,078 +34%
WA
11
WealthTrust Axiom
Pennsylvania
$582K -$13.4K -750 -2%
LPL Financial
12
LPL Financial
California
$566K -$21.5K -1,200 -4%
SI
13
SII Investments
Wisconsin
$447K +$43.8K +2,450 +11%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$409K -$36.5K -2,038 -8%
Barclays
15
Barclays
United Kingdom
$366K +$201K +11,219 +123%
AA
16
Ancora Advisors
Ohio
$361K -$238K -13,300 -40%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$245K -$31.2K -1,743 -12%
PVWM
18
Point View Wealth Management
New Jersey
$198K +$194K +10,838 New
AIG
19
American International Group
New York
$188K -$5.15K -288 -3%
Bank of America
20
Bank of America
North Carolina
$176K -$2.24K -125 -1%
SG Americas Securities
21
SG Americas Securities
New York
$172K +$168K +9,371 New
EMA
22
Efficient Market Advisors
California
$155K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$76K +$465 +26 +0.6%
Citigroup
24
Citigroup
New York
$70K -$5.69K -318 -8%
US Bancorp
25
US Bancorp
Minnesota
$70K +$14.2K +796 +27%

CSI Hedge Fund Activity: Q4 2013 in Review

37 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Cutwater Select Income Fund (CSI) for Q4 2013, worth a combined $45.1M — up 18% from $38.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new CSI positions and 5 closed out — a net gain of 1 holder — while 10 added to existing stakes and 14 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $7.22M. The largest seller was Doliver Advisors, exiting entirely with an estimated $939K sold.

  • 37 institutional investors held Cutwater Select Income Fund (CSI) as of Q4 2013, up from 36 in Q3 2013.
  • Funds reported $45.1M of Cutwater Select Income Fund stock for Q4 2013, up 18% quarter-over-quarter.
  • 6 funds opened new Cutwater Select Income Fund positions in Q4 2013 and 5 closed out, a net change of +1 holder.
  • The largest Cutwater Select Income Fund buyer in Q4 2013 was Karpus Investment Management, an estimated $7.22M added.
  • The largest Cutwater Select Income Fund seller in Q4 2013 was Doliver Advisors, an estimated $939K sold.

Based on aggregated 13F filings for Q4 2013.