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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

34 hedge funds and large institutions have $31.9M invested in Cutwater Select Income Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3434 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

13% less capital invested

Capital invested by funds: $36.5M → $31.9M (-$4.6M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
34
Holders Change
Holders Change %
0%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$8.66M +$190K +9,365 +2%
Wells Fargo
2
Wells Fargo
California
$7.37M -$2.94M -145,033 -28%
MRCM
3
M&R Capital Management
New Jersey
$3.46M -$54.8K -2,700 -2%
UBS Group
4
UBS Group
Switzerland
$2.64M +$127K +6,269 +5%
Invesco
5
Invesco
Georgia
$2.38M +$150K +7,416 +7%
LPL Financial
6
LPL Financial
California
$960K -$20.8K -1,026 -2%
WA
7
WealthTrust Axiom
Pennsylvania
$862K
SI
8
SII Investments
Wisconsin
$771K
GC
9
Guggenheim Capital
Illinois
$704K +$123K +6,084 +21%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$664K -$14.9K -735 -2%
SIA
11
SeaBridge Investment Advisors
New Jersey
$517K
Morgan Stanley
12
Morgan Stanley
New York
$505K -$48.3K -2,380 -9%
NFG
13
Nations Financial Group
Iowa
$408K +$4.2K +207 +1%
SMH
14
Sanders Morris Harris
Texas
$400K
Bank of America
15
Bank of America
North Carolina
$393K -$4.63K -228 -1%
GHAM
16
Gilman Hill Asset Management
Connecticut
$213K
PVWM
17
Point View Wealth Management
New Jersey
$212K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$158K -$10.7K -525 -6%
ACS
19
Archford Capital Strategies
Illinois
$99K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$88K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$71K
FHA
22
First Horizon Advisors
Tennessee
$61K
US Bancorp
23
US Bancorp
Minnesota
$61K
Citigroup
24
Citigroup
New York
$43K -$48.6K -2,398 -53%
DADC
25
D.A. Davidson & Co
Montana
$38K +$38.5K +1,900 New

CSI Hedge Fund Activity: Q3 2016 in Review

34 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Cutwater Select Income Fund (CSI) for Q3 2016, worth a combined $31.9M — down 13% from $36.5M a quarter earlier.

Fund positioning in CSI was balanced in Q3 2016: 4 funds opened new positions, 4 closed out, 5 added to existing stakes and 8 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $190K. The largest seller was Wells Fargo, cutting an estimated $2.94M.

  • 34 institutional investors held Cutwater Select Income Fund (CSI) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $31.9M of Cutwater Select Income Fund stock for Q3 2016, down 13% quarter-over-quarter.
  • 4 funds opened new Cutwater Select Income Fund positions in Q3 2016 and 4 closed out, a net change of 0 holders.
  • The largest Cutwater Select Income Fund buyer in Q3 2016 was Sit Investment Associates, an estimated $190K added.
  • The largest Cutwater Select Income Fund seller in Q3 2016 was Wells Fargo, an estimated $2.94M sold.

Based on aggregated 13F filings for Q3 2016.