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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$8.66M +$190K +9,365 +2%
Wells Fargo
2
Wells Fargo
California
$7.37M -$2.94M -145,033 -28%
MRCM
3
M&R Capital Management
New Jersey
$3.46M -$54.8K -2,700 -2%
UBS Group
4
UBS Group
Switzerland
$2.64M +$127K +6,269 +5%
Invesco
5
Invesco
Georgia
$2.38M +$150K +7,416 +7%
LPL Financial
6
LPL Financial
California
$960K -$20.8K -1,026 -2%
WA
7
WealthTrust Axiom
Pennsylvania
$862K
SI
8
SII Investments
Wisconsin
$771K
GC
9
Guggenheim Capital
Illinois
$704K +$123K +6,084 +21%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$664K -$14.9K -735 -2%
SIA
11
SeaBridge Investment Advisors
New Jersey
$517K
Morgan Stanley
12
Morgan Stanley
New York
$505K -$48.3K -2,380 -9%
NFG
13
Nations Financial Group
Iowa
$408K +$4.2K +207 +1%
SMH
14
Sanders Morris Harris
Texas
$400K
Bank of America
15
Bank of America
North Carolina
$393K -$4.63K -228 -1%
GHAM
16
Gilman Hill Asset Management
Connecticut
$213K
PVWM
17
Point View Wealth Management
New Jersey
$212K
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$158K -$10.7K -525 -6%
ACS
19
Archford Capital Strategies
Illinois
$99K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$88K
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$71K
FHA
22
First Horizon Advisors
Tennessee
$61K
US Bancorp
23
US Bancorp
Minnesota
$61K
Citigroup
24
Citigroup
New York
$43K -$48.6K -2,398 -53%
DADC
25
D.A. Davidson & Co
Montana
$38K +$38.5K +1,900 New