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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$10.3M -$888K -47,045 -8%
SIA
2
Sit Investment Associates
Minnesota
$7.51M +$4.03M +213,661 +108%
KIM
3
Karpus Investment Management
New York
$7.11M -$5.58M -295,751 -43%
1CP
4
1607 Capital Partners
Virginia
$6.84M -$788K -41,788 -10%
MRCM
5
M&R Capital Management
New Jersey
$3.22M -$236K -12,500 -7%
UBS Group
6
UBS Group
Switzerland
$1.89M +$209K +11,056 +12%
Invesco
7
Invesco
Georgia
$1.85M +$195K +10,347 +11%
LPL Financial
8
LPL Financial
California
$1.78M +$944K +50,058 +106%
WA
9
WealthTrust Axiom
Pennsylvania
$777K -$9.9K -525 -1%
SI
10
SII Investments
Wisconsin
$700K
Morgan Stanley
11
Morgan Stanley
New York
$611K -$3.38K -179 -0.5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$559K +$41.8K +2,218 +8%
GC
13
Guggenheim Capital
Illinois
$419K +$23.3K +1,233 +6%
LCM
14
Landscape Capital Management
New Jersey
$370K +$382K +20,269 New
Bank of America
15
Bank of America
North Carolina
$363K +$27.8K +1,472 +8%
PSI
16
Pinnacle Summer Investments
Virginia
$317K
HighTower Advisors
17
HighTower Advisors
Illinois
$192K
PVWM
18
Point View Wealth Management
New Jersey
$191K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$172K -$60.9K -3,229 -26%
EMA
20
Efficient Market Advisors
California
$133K
ACS
21
Archford Capital Strategies
Illinois
$90K +$92.9K +4,926 New
FHA
22
First Horizon Advisors
Tennessee
$55K
US Bancorp
23
US Bancorp
Minnesota
$55K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$47K
Citigroup
25
Citigroup
New York
$38K -$19.4K -1,030 -33%