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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.63M +$3.86M +216,621 +67%
SIA
2
Sit Investment Associates
Minnesota
$3.8M -$1.2M -67,556 -24%
MRCM
3
M&R Capital Management
New Jersey
$3.75M -$49.9K -2,800 -1%
1CP
4
1607 Capital Partners
Virginia
$3.44M +$1.39M +78,284 +68%
FIMG
5
Financial & Investment Management Group
Michigan
$3.25M +$2.69M +151,074 +474%
GC
6
Guggenheim Capital
Illinois
$3.25M -$482K -27,049 -13%
KIM
7
Karpus Investment Management
New York
$2.62M +$2.41M +135,380 +1,159%
U
8
UBS
Switzerland
$1.62M +$650K +36,481 +67%
DA
9
Doliver Advisors
Texas
$939K +$576K +32,326 +158%
Morgan Stanley
10
Morgan Stanley
New York
$647K -$55.3K -3,107 -8%
AA
11
Ancora Advisors
Ohio
$587K +$588K +33,000 New
WA
12
WealthTrust Axiom
Pennsylvania
$579K
LPL Financial
13
LPL Financial
California
$567K +$117K +6,594 +26%
WAM
14
Wolverine Asset Management
Illinois
$553K +$442K +24,842 +396%
AQR Capital Management
15
AQR Capital Management
Connecticut
$528K +$529K +29,688 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$434K -$2.46K -138 -0.6%
SI
17
SII Investments
Wisconsin
$391K -$10.2K -575 -3%
CA
18
Cornerstone Advisors
North Carolina
$364K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$269K -$16.7K -940 -6%
AIG
20
American International Group
New York
$188K -$14.9K -839 -7%
Bank of America
21
Bank of America
North Carolina
$173K -$33.6K -1,890 -16%
Barclays
22
Barclays
United Kingdom
$155K +$115K +6,454 +244%
EMA
23
Efficient Market Advisors
California
$150K
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$74K +$445 +25 +0.6%
Citigroup
25
Citigroup
New York
$73K +$11.6K +653 +19%