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CSI

Cutwater Select Income Fund

Delisted

CSI was delisted on the 28th of December, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
FHA
1
First Horizon Advisors
Tennessee
$61K
SIA
2
Sit Investment Associates
Minnesota
-$8.66M -427,373 Closed
Wells Fargo
3
Wells Fargo
California
-$7.37M -363,905 Closed
MRCM
4
M&R Capital Management
New Jersey
-$3.27M -170,950 Closed
UBS Group
5
UBS Group
Switzerland
-$2.64M -130,359 Closed
Invesco
6
Invesco
Georgia
-$2.38M -117,318 Closed
LPL Financial
7
LPL Financial
California
-$960K -47,765 Closed
WA
8
WealthTrust Axiom
Pennsylvania
-$862K -42,575 Closed
SI
9
SII Investments
Wisconsin
-$771K -38,280 Closed
GC
10
Guggenheim Capital
Illinois
-$704K -34,753 Closed
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
-$664K -32,767 Closed
SIA
12
SeaBridge Investment Advisors
New Jersey
-$517K -25,520 Closed
Morgan Stanley
13
Morgan Stanley
New York
-$505K -24,919 Closed
NFG
14
Nations Financial Group
Iowa
-$408K -20,118 Closed
SMH
15
Sanders Morris Harris
Texas
-$400K -19,734 Closed
Bank of America
16
Bank of America
North Carolina
-$393K -19,396 Closed
GHAM
17
Gilman Hill Asset Management
Connecticut
-$213K -10,500 Closed
PVWM
18
Point View Wealth Management
New Jersey
-$212K -10,461 Closed
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
-$158K -7,823 Closed
ACS
20
Archford Capital Strategies
Illinois
-$99K -4,926 Closed
LTFS
21
Ladenburg Thalmann Financial Services
Florida
-$88K -4,340 Closed
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
-$71K -3,554 Closed
US Bancorp
23
US Bancorp
Minnesota
-$61K -3,000 Closed
Citigroup
24
Citigroup
New York
-$43K -2,106 Closed
DADC
25
D.A. Davidson & Co
Montana
-$38K -1,900 Closed