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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
BTS
1
BB&T Securities
Richmond,
Virginia
| $1.94M | +$1.94M | +78,004 | New |
|
| 2 |
2
Stifel Financial
St. Louis,
Missouri
| $758K | +$207K | +8,319 | +37% |
|
| 3 |
YMRC
3
Yorktown Management & Research Company
Forest,
Virginia
| $678K | -$318K | -12,756 | -32% |
|
| 4 |
CIAS
4
Capital Investment Advisory Services
Raleigh,
North Carolina
| $355K | +$14.9K | +600 | +4% |
|
| 5 |
RCM
5
Rivernorth Capital Management
West Palm Beach,
Florida
| $349K | -$956K | -38,393 | -73% |
|
| 6 |
6
Bank of America
Charlotte,
North Carolina
| – | -$25K | -1,000 | Closed |
|
| 7 |
7
Wells Fargo
San Francisco,
California
| – | -$25 | -1 | Closed |
|