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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $2.49M | +$2.47M | +98,300 | New |
|
| 2 |
BTS
2
BB&T Securities
Richmond,
Virginia
| $2.12M | +$2.13M | +84,775 | New |
|
| 3 |
3
Geode Capital Management
Boston,
Massachusetts
| $1.26M | – | – | – |
|
| 4 |
4
Stifel Financial
St. Louis,
Missouri
| $293K | +$292K | +11,607 | New |
|