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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RCM
1
Rivernorth Capital Management
West Palm Beach,
Florida
| $1.31M | -$1.15M | -45,860 | -47% |
|
|
YMRC
2
Yorktown Management & Research Company
Forest,
Virginia
| $998K | +$1M | +40,000 | New |
|
3
Stifel Financial
St. Louis,
Missouri
| $555K | +$278K | +11,059 | +95% |
|
|
CIAS
4
Capital Investment Advisory Services
Raleigh,
North Carolina
| $342K | +$339K | +13,500 | New |
|
5
Bank of America
Charlotte,
North Carolina
| $25K | +$25.1K | +1,000 | New |
|
|
BTS
6
BB&T Securities
Richmond,
Virginia
| – | -$2.12M | -84,775 | Closed |
|
7
Wells Fargo
San Francisco,
California
| – | +$25 | +1 | New |
|