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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
CFA
1
Carroll Financial Associates
Charlotte,
North Carolina
| $90K | – | – | – |
|
| 2 |
2
BlackRock
New York
| – | -$2.19M | -113,545 | Closed |
|
| 3 |
3
Truist Financial
Charlotte,
North Carolina
| – | -$222K | -11,550 | Closed |
|
| 4 |
4
Osaic Holdings
Scottsdale,
Arizona
| – | -$85K | -4,400 | Closed |
|
| 5 |
5
UBS Group
Zurich,
Switzerland
| – | -$15K | -776 | Closed |
|