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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
BlackRock
New York
| $1.61M | +$771K | +30,729 | +93% |
|
| 2 |
BTS
2
BB&T Securities
Richmond,
Virginia
| $1.01M | – | – | – |
|
| 3 |
3
Stifel Financial
St. Louis,
Missouri
| $890K | -$17K | -678 | -2% |
|
| 4 |
LCM
4
LDR Capital Management
New York
| $554K | +$106K | +4,231 | +24% |
|
| 5 |
5
Wells Fargo
San Francisco,
California
| $25K | – | – | – |
|
| 6 |
6
UBS Group
Zurich,
Switzerland
| $12K | +$1.58K | +63 | +16% |
|