We are live on
!
Find out more
CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
BTS
1
BB&T Securities
Richmond,
Virginia
| $1.25M | -$155K | -6,294 | -11% |
|
| 2 |
2
Stifel Financial
St. Louis,
Missouri
| $680K | -$82.6K | -3,357 | -11% |
|
| 3 |
3
Wells Fargo
San Francisco,
California
| $25K | +$24.6K | +1,001 | New |
|
| 4 |
4
UBS Group
Zurich,
Switzerland
| $10K | – | – | – |
|
| 5 |
YMRC
5
Yorktown Management & Research Company
Forest,
Virginia
| – | -$263K | -10,695 | Closed |
|