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CPTAG
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
CPTAG
Delisted
CPTAG was delisted on the 27th of May, 2022.
New
Increased
Maintained
Reduced
Closed
Mega AUM
Over $200B
Large AUM
$10B to $200B
Mid AUM
$2B to $10B
Small AUM
$250M to $2B
Micro AUM
Under $250M
Less than 10%
Less than 20%
Less than 40%
Less than 60%
Less than 80%
| # | Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|---|
| 1 |
1
BlackRock
New York
| $1.71M | -$51.4K | -2,277 | -2% |
|
| 2 |
2
Truist Financial
Charlotte,
North Carolina
| $230K | -$83K | -3,677 | -22% |
|
| 3 |
3
Osaic Holdings
Scottsdale,
Arizona
| $69K | +$89.1K | +3,950 | New |
|
| 4 |
CFA
4
Carroll Financial Associates
Charlotte,
North Carolina
| $69K | +$90.3K | +4,000 | New |
|
| 5 |
5
UBS Group
Zurich,
Switzerland
| $14K | -$14.1K | -624 | -44% |
|
| 6 |
6
Stifel Financial
St. Louis,
Missouri
| – | -$839K | -34,214 | Closed |
|
| 7 |
7
Morgan Stanley
New York
| – | -$22K | -894 | Closed |
|