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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$608K +$172K +5,023 +43%
PG
27
Patten Group
Tennessee
$515K +$9.73K +285 +2%
JMPWA
28
JP Morgan Private Wealth Advisors
California
$463K -$187K -5,462 -30%
SMH
29
Sanders Morris Harris
Texas
$456K
NB
30
Nicolet Bankshares
Wisconsin
$420K -$1.71K -50 -0.4%
IFWM
31
Institute for Wealth Management
Colorado
$404K
GC
32
Guggenheim Capital
Illinois
$395K +$93K +2,722 +33%
WEC
33
Winslow Evans & Crocker
Massachusetts
$394K -$6.83K -200 -2%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$393K +$50.8K +1,486 +16%
Citigroup
35
Citigroup
New York
$363K +$342K +10,000 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$350K -$40K -1,170 -11%
WS
37
Wedbush Securities
California
$349K +$18.2K +533 +6%
DADC
38
D.A. Davidson & Co
Montana
$319K +$17.4K +510 +6%
BSW
39
Buckingham Strategic Wealth
Missouri
$239K
P
40
&Partners
Tennessee
$231K
PPA
41
Parametric Portfolio Associates
Washington
$201K +$189K +5,538 New
FIA
42
FNY Investment Advisers
New York
$127K +$120K +3,515 New
AA
43
Ancora Advisors
Ohio
$105K +$99.1K +2,900 New
AG
44
Advisor Group
Arizona
$86K +$8.95K +262 +12%
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$85K
EP
46
Eudaimonia Partners
Tennessee
$79K +$74.7K +2,187 New
FHA
47
Flagship Harbor Advisors
Massachusetts
$73K +$68.8K +2,014 New
CHAM
48
Clear Harbor Asset Management
Connecticut
$71.8K +$67.5K +1,977 New
Fifth Third Bancorp
49
Fifth Third Bancorp
Ohio
$64K +$60.7K +1,776 New
BFEC
50
Benjamin F. Edwards & Company
Missouri
$42K +$10.4K +305 +35%