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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IFWM
26
Institute for Wealth Management
Colorado
$438K
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$433K -$51.5K -1,378 -11%
DADC
28
D.A. Davidson & Co
Montana
$346K +$24.3K +650 +8%
LNC
29
Lincoln National Corp
Pennsylvania
$335K +$318K +8,513 New
WS
30
Wedbush Securities
California
$315K -$8.93K -239 -3%
HCM
31
Hudson Capital Management
New Jersey
$276K +$262K +7,014 New
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$248K +$13.6K +363 +6%
UR
33
USCA RIA
Texas
$232K +$220K +5,900 New
M&T Bank
34
M&T Bank
New York
$224K +$213K +5,699 New
PPA
35
Parametric Portfolio Associates
Washington
$221K +$210K +5,613 New
CFB
36
Cullen/Frost Bankers
Texas
$211K -$15.4K -411 -7%
SWP
37
Stratos Wealth Partners
Ohio
$149K -$383K -10,250 -73%
US Bancorp
38
US Bancorp
Minnesota
$132K -$1.57K -42 -1%
LFA
39
Legacy Financial Advisors
Kentucky
$90K +$85.9K +2,298 New
SPIA
40
Steward Partners Investment Advisory
New York
$63K -$44.5K -1,190 -42%
TCM
41
Tradewinds Capital Management
Washington
$59K +$56K +1,500 New
SEI Investments
42
SEI Investments
Pennsylvania
$51K +$11K +294 +29%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$37K +$22.8K +609 +187%
APA
44
American Portfolios Advisors
New York
$34.4K +$32.7K +875 New
RFM
45
Royal Fund Management
Florida
$33K +$31.7K +848 New
First Manhattan
46
First Manhattan
New York
$29K
OC
47
Oakworth Capital
Alabama
$26K
GWM
48
Geneos Wealth Management
Colorado
$19K
CA
49
Calton & Associates
Florida
$18K +$17.2K +460 New
SHJ
50
Sharkey, Howes & Javer
Colorado
$16K