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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$233K -$15.3K -683 -6%
CL
27
CSS LLC
Illinois
$200K +$190K +8,500 New
Invesco
28
Invesco
Georgia
$169K -$2.5K -112 -2%
SIA
29
SeaBridge Investment Advisors
New Jersey
$148K
PSUF
30
People's United Financial
Connecticut
$134K -$57.2K -2,560 -31%
DADC
31
D.A. Davidson & Co
Montana
$127K +$31.3K +1,400 +35%
WEC
32
Winslow Evans & Crocker
Massachusetts
$127K +$121K +5,401 New
Citigroup
33
Citigroup
New York
$83K -$39.2K -1,752 -33%
FHA
34
First Horizon Advisors
Tennessee
$75K
TRCT
35
Tower Research Capital (TRC)
New York
$72K +$68.4K +3,060 New
Creative Planning
36
Creative Planning
Kansas
$66K
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$47K
US Bancorp
38
US Bancorp
Minnesota
$37K +$1.81K +81 +5%
MBT
39
Monroe Bank & Trust
Michigan
$35K +$33.4K +1,493 New
HI
40
Hudock Inc
Pennsylvania
$26K
CTC
41
Central Trust Company
Missouri
$12K
BC
42
Bartlett & Co
Ohio
$10K
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$9K
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$9K +$8.54K +382 New
RIA
45
Regal Investment Advisors
Michigan
$5K
WTC
46
WhitTier Trust Company
Nevada
$5K
Deutsche Bank
47
Deutsche Bank
Germany
$1K -$1.85K -83 -50%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
-$210K -9,787 Closed
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
-$108K -5,000 Closed
CFA
50
Carroll Financial Associates
North Carolina
-$9K -455 Closed