|
1
|
Karpus Investment Management
Pittsford,
New York
|
$5.62M
|
-$246K
|
-17,500
|
-4%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$5.34M
|
+$628K
|
+44,639
|
+14%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$3.11M
|
-$3.35M
|
-238,183
|
-52%
|
|
|
4
|
Icon Advisers
Greenwood Village,
Colorado
|
$2.74M
|
+$2.68M
|
+190,434
|
New
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$1.72M
|
+$19.2K
|
+1,363
|
+1%
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
$1.51M
|
–
|
–
|
–
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$1.21M
|
-$38.9K
|
-2,767
|
-3%
|
|
|
8
|
Focused Wealth Management
Newburgh,
New York
|
$1.18M
|
+$9.08K
|
+645
|
+0.8%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$615K
|
-$6.11K
|
-434
|
-1%
|
|
|
10
|
|
$539K
|
-$172K
|
-12,209
|
-25%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$408K
|
-$14
|
-1
|
-0%
|
|
|
12
|
Horizon Kinetics Asset Management
New York
|
$299K
|
–
|
–
|
–
|
|
|
13
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
$270K
|
+$264K
|
+18,768
|
New
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$259K
|
+$676
|
+48
|
+0.3%
|
|
|
15
|
Grace & White Inc
Ny,
New York
|
$226K
|
–
|
–
|
–
|
|
|
16
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$199K
|
+$84
|
+6
|
+0%
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$125K
|
-$32.4K
|
-2,300
|
-21%
|
|
|
18
|
|
$101K
|
–
|
–
|
–
|
|
|
19
|
Lazard Asset Management
New York
|
$50K
|
–
|
–
|
–
|
|
|
20
|
Osaic Holdings
Scottsdale,
Arizona
|
$35K
|
–
|
–
|
–
|
|
|
21
|
Steward Partners Investment Advisory
New York
|
$20K
|
–
|
–
|
–
|
|
|
22
|
|
$19K
|
+$19K
|
+1,351
|
New
|
|
|
23
|
Howe & Rusling
Rochester,
New York
|
$17K
|
–
|
–
|
–
|
|
|
24
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$647K
|
-47,505
|
Closed
|
|
|
25
|
Relative Value Partners Group
|
–
|
-$408K
|
-29,942
|
Closed
|
|
