|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.14M
|
+$1.16M
|
+86,451
|
+15%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$5.35M
|
+$2.71M
|
+201,701
|
+89%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$3.91M
|
-$610K
|
-45,365
|
-13%
|
|
|
4
|
Saba Capital Management
New York
|
$1.93M
|
-$3.08M
|
-229,474
|
-60%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$1.32M
|
-$39.7K
|
-2,954
|
-3%
|
|
|
6
|
Focused Wealth Management
Newburgh,
New York
|
$743K
|
-$22.1K
|
-1,646
|
-3%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$703K
|
-$20.6K
|
-1,530
|
-3%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$468K
|
+$27K
|
+2,010
|
+6%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$465K
|
+$123K
|
+9,146
|
+33%
|
|
|
10
|
|
$404K
|
-$17K
|
-1,265
|
-4%
|
|
|
11
|
Relative Value Partners Group
|
$379K
|
-$1.38K
|
-103
|
-0.3%
|
|
|
12
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$375K
|
+$403K
|
+30,000
|
New
|
|
|
13
|
Horizon Kinetics Asset Management
New York
|
$242K
|
+$9.68K
|
+720
|
+4%
|
|
|
14
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$229K
|
+$13.8K
|
+1,030
|
+6%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$199K
|
–
|
–
|
–
|
|
|
16
|
Grace & White Inc
Ny,
New York
|
$197K
|
–
|
–
|
–
|
|
|
17
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$164K
|
+$17.5K
|
+1,301
|
+11%
|
|
|
18
|
Wolverine Asset Management
Chicago,
Illinois
|
$105K
|
+$113K
|
+8,435
|
New
|
|
|
19
|
Lazard Asset Management
New York
|
$43K
|
–
|
–
|
–
|
|
|
20
|
Osaic Holdings
Scottsdale,
Arizona
|
$41K
|
+$44.1K
|
+3,281
|
New
|
|
|
21
|
Steward Partners Investment Advisory
New York
|
$17K
|
–
|
–
|
–
|
|
|
22
|
Howe & Rusling
Rochester,
New York
|
$15K
|
–
|
–
|
–
|
|
|
23
|
|
–
|
-$159K
|
-11,540
|
Closed
|
|
|
24
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$31K
|
-2,250
|
Closed
|
|
