|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.34M
|
+$298K
|
+22,201
|
+4%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$6.08M
|
+$527K
|
+39,247
|
+9%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$5.77M
|
-$160K
|
-11,937
|
-3%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$1.5M
|
+$49.7K
|
+3,696
|
+3%
|
|
|
5
|
Focused Wealth Management
Newburgh,
New York
|
$1.1M
|
+$6.49K
|
+483
|
+0.6%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$997K
|
+$69.1K
|
+5,140
|
+7%
|
|
|
7
|
|
$559K
|
+$115K
|
+8,550
|
+25%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$535K
|
+$74.8K
|
+5,565
|
+16%
|
|
|
9
|
Relative Value Partners Group
|
$393K
|
–
|
–
|
–
|
|
|
10
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$392K
|
–
|
–
|
–
|
|
|
11
|
Wolverine Asset Management
Chicago,
Illinois
|
$367K
|
+$375K
|
+27,881
|
+11,569%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$365K
|
-$117K
|
-8,721
|
-24%
|
|
|
13
|
Horizon Kinetics Asset Management
New York
|
$251K
|
–
|
–
|
–
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$229K
|
+$2.24K
|
+167
|
+1%
|
|
|
15
|
Grace & White Inc
Ny,
New York
|
$206K
|
–
|
–
|
–
|
|
|
16
|
NWAM LLC
Mercer Island,
Washington
|
$192K
|
–
|
–
|
–
|
|
|
17
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$180K
|
-$74.8K
|
-5,568
|
-29%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$175K
|
–
|
–
|
–
|
|
|
19
|
Curi RMB Capital
Chicago,
Illinois
|
$142K
|
-$101K
|
-7,484
|
-41%
|
|
|
20
|
Lazard Asset Management
New York
|
$45K
|
–
|
–
|
–
|
|
|
21
|
Osaic Holdings
Scottsdale,
Arizona
|
$32K
|
-$8.06K
|
-600
|
-20%
|
|
|
22
|
Steward Partners Investment Advisory
New York
|
$18K
|
–
|
–
|
–
|
|
|
23
|
Howe & Rusling
Rochester,
New York
|
$16K
|
–
|
–
|
–
|
|
|
24
|
Saba Capital Management
New York
|
–
|
-$974K
|
-73,820
|
Closed
|
|
