|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$6.19M
|
-$2.44M
|
-184,010
|
-29%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$5.57M
|
-$435K
|
-32,800
|
-7%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.45M
|
-$1.84M
|
-138,332
|
-30%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$1.62M
|
+$52.1K
|
+3,926
|
+3%
|
|
|
5
|
1607 Capital Partners
Richmond,
Virginia
|
$1.43M
|
+$1.39M
|
+105,013
|
New
|
|
|
6
|
Focused Wealth Management
Newburgh,
New York
|
$1.11M
|
-$33.1K
|
-2,496
|
-3%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$1.11M
|
+$65.8K
|
+4,956
|
+6%
|
|
|
8
|
|
$677K
|
+$92.1K
|
+6,939
|
+16%
|
|
|
9
|
Wolverine Asset Management
Chicago,
Illinois
|
$647K
|
+$257K
|
+19,383
|
+69%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$589K
|
+$29.4K
|
+2,214
|
+5%
|
|
|
11
|
Relative Value Partners Group
|
$408K
|
–
|
–
|
–
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$386K
|
+$5.24K
|
+395
|
+1%
|
|
|
13
|
Horizon Kinetics Asset Management
New York
|
$283K
|
+$20.6K
|
+1,552
|
+8%
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$245K
|
+$6.05K
|
+456
|
+3%
|
|
|
15
|
Grace & White Inc
Ny,
New York
|
$215K
|
–
|
–
|
–
|
|
|
16
|
NWAM LLC
Mercer Island,
Washington
|
$200K
|
–
|
–
|
–
|
|
|
17
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$189K
|
+$823
|
+62
|
+0.4%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$150K
|
-$31.5K
|
-2,373
|
-18%
|
|
|
19
|
|
$95K
|
+$92.9K
|
+7,000
|
New
|
|
|
20
|
Lazard Asset Management
New York
|
$47K
|
–
|
–
|
–
|
|
|
21
|
Osaic Holdings
Scottsdale,
Arizona
|
$33K
|
–
|
–
|
–
|
|
|
22
|
Steward Partners Investment Advisory
New York
|
$19K
|
–
|
–
|
–
|
|
|
23
|
Howe & Rusling
Rochester,
New York
|
$16K
|
–
|
–
|
–
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$392K
|
-30,000
|
Closed
|
|
|
25
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$142K
|
-10,848
|
Closed
|
|
