|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.2M
|
+$164K
|
+12,136
|
+8%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$2.17M
|
-$27.1K
|
-2,000
|
-1%
|
|
|
3
|
Focused Wealth Management
Newburgh,
New York
|
$1.05M
|
+$92.9K
|
+6,865
|
+10%
|
|
|
4
|
|
$1.04M
|
-$477K
|
-35,257
|
-31%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$618K
|
+$44.2K
|
+3,269
|
+8%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$510K
|
+$99.7K
|
+7,363
|
+24%
|
|
|
7
|
|
$448K
|
-$82.8K
|
-6,120
|
-15%
|
|
|
8
|
Relative Value Partners Group
|
$430K
|
–
|
–
|
–
|
|
|
9
|
Curi RMB Capital
Chicago,
Illinois
|
$303K
|
+$109K
|
+8,085
|
+56%
|
|
|
10
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$229K
|
+$8.24K
|
+609
|
+4%
|
|
|
11
|
Horizon Kinetics
New York
|
$227K
|
-$161K
|
-11,890
|
-41%
|
|
|
12
|
King Wealth Management Group
Naples,
Florida
|
$212K
|
-$20.3K
|
-1,500
|
-9%
|
|
|
13
|
Grace & White Inc
Ny,
New York
|
$211K
|
–
|
–
|
–
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$196K
|
–
|
–
|
–
|
|
|
15
|
Wolverine Asset Management
Chicago,
Illinois
|
$182K
|
-$39.3K
|
-2,903
|
-18%
|
|
|
16
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$157K
|
+$158K
|
+11,700
|
New
|
|
|
17
|
Matisse Capital
Portland,
Oregon
|
$142K
|
+$143K
|
+10,600
|
New
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$126K
|
-$85.3K
|
-6,300
|
-40%
|
|
|
19
|
Lazard Asset Management
New York
|
$46K
|
–
|
–
|
–
|
|
|
20
|
Advisor Group
Phoenix,
Arizona
|
$35K
|
–
|
–
|
–
|
|
|
21
|
Wells Fargo
San Francisco,
California
|
$7K
|
+$14
|
+1
|
+0.2%
|
|
|
22
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
–
|
-$51K
|
-3,829
|
Closed
|
|
|
23
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$27K
|
-2,000
|
Closed
|
|
