|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.36M
|
+$138K
|
+10,288
|
+6%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$1.54M
|
–
|
–
|
–
|
|
|
3
|
|
$636K
|
-$113K
|
-8,421
|
-15%
|
|
|
4
|
Lazard Asset Management
New York
|
$613K
|
–
|
–
|
–
|
|
|
5
|
Focused Wealth Management
Newburgh,
New York
|
$513K
|
-$7.7K
|
-572
|
-1%
|
|
|
6
|
683 Capital Management
New York
|
$481K
|
–
|
–
|
–
|
|
|
7
|
Horizon Kinetics
New York
|
$416K
|
-$28.3K
|
-2,100
|
-6%
|
|
|
8
|
Wolverine Asset Management
Chicago,
Illinois
|
$239K
|
-$659K
|
-49,000
|
-73%
|
|
|
9
|
UBS Group
Zurich,
Switzerland
|
$212K
|
+$162K
|
+12,060
|
+324%
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$181K
|
-$7.7K
|
-572
|
-4%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$156K
|
+$25K
|
+1,858
|
+19%
|
|
|
12
|
Doliver Advisors
Houston,
Texas
|
$137K
|
-$151K
|
-11,247
|
-52%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$77K
|
–
|
–
|
–
|
|
|
14
|
|
$74K
|
–
|
–
|
–
|
|
|
15
|
|
$72K
|
–
|
–
|
–
|
|
|
16
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$30K
|
+$31.8K
|
+2,360
|
New
|
|
|
17
|
American International Group
New York
|
$27K
|
–
|
–
|
–
|
|
|
18
|
Gupta Wealth Management
San Diego,
California
|
$27K
|
+$26.9K
|
+2,000
|
New
|
|
|
19
|
Johnson Financial Group Inc (Wisconsin)
Racine,
Wisconsin
|
$2K
|
–
|
–
|
–
|
|
|
20
|
Samson Capital Advisors
New York
|
–
|
-$503K
|
-37,934
|
Closed
|
|
|
21
|
Grace & White Inc
Ny,
New York
|
–
|
-$135K
|
-10,189
|
Closed
|
|
|
22
|
Wells Fargo
San Francisco,
California
|
–
|
-$121
|
-9
|
-90%
|
|
