|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.24M
|
+$77.8K
|
+5,877
|
+4%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$2.12M
|
-$19.9K
|
-1,500
|
-0.9%
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$1.06M
|
+$1.07M
|
+80,822
|
New
|
|
|
4
|
Focused Wealth Management
Newburgh,
New York
|
$944K
|
-$89.2K
|
-6,738
|
-9%
|
|
|
5
|
|
$734K
|
+$296K
|
+22,361
|
+67%
|
|
|
6
|
|
$681K
|
-$338K
|
-25,538
|
-33%
|
|
|
7
|
Bank of America
Charlotte,
North Carolina
|
$608K
|
+$172
|
+13
|
+0%
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$517K
|
+$16.5K
|
+1,247
|
+3%
|
|
|
9
|
Relative Value Partners Group
|
$421K
|
–
|
–
|
–
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$227K
|
+$35K
|
+2,640
|
+18%
|
|
|
11
|
Horizon Kinetics
New York
|
$223K
|
–
|
–
|
–
|
|
|
12
|
Grace & White Inc
Ny,
New York
|
$207K
|
–
|
–
|
–
|
|
|
13
|
Matisse Capital
Portland,
Oregon
|
$201K
|
+$62.2K
|
+4,700
|
+44%
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$171K
|
-$53.9K
|
-4,070
|
-24%
|
|
|
15
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$154K
|
–
|
–
|
–
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$124K
|
–
|
–
|
–
|
|
|
17
|
American Portfolios Advisors
Holbrook,
New York
|
$52.6K
|
+$53K
|
+4,000
|
New
|
|
|
18
|
Advisor Group
Phoenix,
Arizona
|
$47K
|
+$12.4K
|
+940
|
+36%
|
|
|
19
|
Lazard Asset Management
New York
|
$46K
|
–
|
–
|
–
|
|
|
20
|
Wells Fargo
San Francisco,
California
|
$7K
|
+$93
|
+7
|
+1%
|
|
|
21
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$303K
|
-22,610
|
Closed
|
|
|
22
|
King Wealth Management Group
Naples,
Florida
|
–
|
-$212K
|
-15,850
|
Closed
|
|
|
23
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$182K
|
-13,591
|
Closed
|
|
