|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.5M
|
+$8.33K
|
+601
|
+0.3%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$1.73M
|
-$751K
|
-54,168
|
-31%
|
|
|
3
|
|
$1.44M
|
+$500K
|
+36,060
|
+54%
|
|
|
4
|
Lazard Asset Management
New York
|
$640K
|
–
|
–
|
–
|
|
|
5
|
Focused Wealth Management
Newburgh,
New York
|
$600K
|
+$42.8K
|
+3,089
|
+8%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$529K
|
+$62.4K
|
+4,500
|
+14%
|
|
|
7
|
|
$518K
|
-$27K
|
-1,945
|
-5%
|
|
|
8
|
Relative Value Partners Group
|
$439K
|
+$225K
|
+16,225
|
+103%
|
|
|
9
|
Horizon Kinetics
New York
|
$435K
|
–
|
–
|
–
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$249K
|
+$84.4K
|
+6,088
|
+52%
|
|
|
11
|
Grace & White Inc
Ny,
New York
|
$241K
|
–
|
–
|
–
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$221K
|
–
|
–
|
–
|
|
|
13
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$157K
|
+$155K
|
+11,209
|
New
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$92K
|
+$11.6K
|
+835
|
+15%
|
|
|
15
|
|
$59K
|
+$1.68K
|
+121
|
+3%
|
|
|
16
|
MSI Financial Services
Springfield,
Massachusetts
|
$53K
|
–
|
–
|
–
|
|
|
17
|
Gupta Wealth Management
San Diego,
California
|
$28K
|
–
|
–
|
–
|
|
|
18
|
Wells Fargo
San Francisco,
California
|
$25K
|
-$125
|
-9
|
-0.5%
|
|
|
19
|
American International Group
New York
|
$14K
|
-$13.9K
|
-1,000
|
-50%
|
|
|
20
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$14K
|
+$13.6K
|
+984
|
New
|
|
|
21
|
Wolverine Asset Management
Chicago,
Illinois
|
$12K
|
-$24.5K
|
-1,765
|
-66%
|
|
|
22
|
Community Bank
Dewitt,
New York
|
$7K
|
+$7.07K
|
+510
|
New
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$3.7K
|
+267
|
New
|
|
|
24
|
683 Capital Management
New York
|
–
|
-$585K
|
-42,606
|
Closed
|
|
|
25
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$238K
|
-17,344
|
Closed
|
|
