|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.64M
|
-$35K
|
-2,401
|
-1%
|
|
|
2
|
|
$2.09M
|
+$530K
|
+36,330
|
+35%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$1.21M
|
-$623K
|
-42,737
|
-35%
|
|
|
4
|
Lazard Asset Management
New York
|
$687K
|
–
|
–
|
–
|
|
|
5
|
Focused Wealth Management
Newburgh,
New York
|
$643K
|
+$263
|
+18
|
+0%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$568K
|
+$861
|
+59
|
+0.2%
|
|
|
7
|
Horizon Kinetics
New York
|
$486K
|
+$19K
|
+1,300
|
+4%
|
|
|
8
|
Relative Value Partners Group
|
$480K
|
–
|
–
|
–
|
|
|
9
|
|
$458K
|
-$94.9K
|
-6,504
|
-18%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$306K
|
+$38.3K
|
+2,624
|
+15%
|
|
|
11
|
Grace & White Inc
Ny,
New York
|
$257K
|
-$1.46K
|
-100
|
-0.6%
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$237K
|
–
|
–
|
–
|
|
|
13
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$222K
|
+$51K
|
+3,499
|
+31%
|
|
|
14
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$189K
|
+$183K
|
+12,575
|
New
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$98K
|
–
|
–
|
–
|
|
|
16
|
|
$60K
|
-$3.41K
|
-234
|
-6%
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$57K
|
–
|
–
|
–
|
|
|
18
|
Advisor Group
Phoenix,
Arizona
|
$30K
|
+$29.3K
|
+2,010
|
New
|
|
|
19
|
Wells Fargo
San Francisco,
California
|
$26K
|
+$15
|
+1
|
+0.1%
|
|
|
20
|
Community Bank
Dewitt,
New York
|
$8K
|
–
|
–
|
–
|
|
|
21
|
American International Group
New York
|
–
|
-$14K
|
-1,011
|
Closed
|
|
|
22
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$14K
|
-984
|
Closed
|
|
|
23
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$12K
|
-900
|
Closed
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
–
|
-$4K
|
-267
|
Closed
|
|
