|
1
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$5.62M
|
-390,892
|
Closed
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$5.34M
|
-371,340
|
Closed
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
–
|
-$3.11M
|
-216,087
|
Closed
|
|
|
4
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$2.74M
|
-190,434
|
Closed
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
–
|
-$1.72M
|
-119,918
|
Closed
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
–
|
-$1.51M
|
-105,013
|
Closed
|
|
|
7
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$1.18M
|
-82,266
|
Closed
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
–
|
-$1.21M
|
-78,477
|
Closed
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$615K
|
-42,749
|
Closed
|
|
|
10
|
|
–
|
-$539K
|
-37,493
|
Closed
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
–
|
-$408K
|
-28,338
|
Closed
|
|
|
12
|
Horizon Kinetics Asset Management
New York
|
–
|
-$299K
|
-20,769
|
Closed
|
|
|
13
|
Hennion & Walsh Asset Management
Parsippany,
New Jersey
|
–
|
-$270K
|
-18,768
|
Closed
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$259K
|
-18,008
|
Closed
|
|
|
15
|
Grace & White Inc
Ny,
New York
|
–
|
-$226K
|
-15,751
|
Closed
|
|
|
16
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$199K
|
-13,874
|
Closed
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$125K
|
-8,685
|
Closed
|
|
|
18
|
|
–
|
-$101K
|
-7,000
|
Closed
|
|
|
19
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$35K
|
-2,410
|
Closed
|
|
|
20
|
Steward Partners Investment Advisory
New York
|
–
|
-$20K
|
-1,393
|
Closed
|
|
|
21
|
|
–
|
-$19K
|
-1,351
|
Closed
|
|
|
22
|
Howe & Rusling
Rochester,
New York
|
–
|
-$17K
|
-1,187
|
Closed
|
|
