|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.17M
|
+$1.19M
|
+92,719
|
+115%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$2.09M
|
-$33.3K
|
-2,597
|
-2%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$2.01M
|
–
|
–
|
–
|
|
|
4
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$1.77M
|
+$1.82M
|
+141,692
|
New
|
|
|
5
|
Focused Wealth Management
Newburgh,
New York
|
$781K
|
-$118K
|
-9,200
|
-13%
|
|
|
6
|
|
$617K
|
-$83.1K
|
-6,475
|
-12%
|
|
|
7
|
|
$579K
|
-$70.4K
|
-5,483
|
-11%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$540K
|
-$38.4K
|
-2,989
|
-6%
|
|
|
9
|
Relative Value Partners Group
|
$400K
|
–
|
–
|
–
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$373K
|
-$121K
|
-9,406
|
-24%
|
|
|
11
|
Doliver Advisors
Houston,
Texas
|
$262K
|
+$269K
|
+20,981
|
New
|
|
|
12
|
Horizon Kinetics
New York
|
$221K
|
+$8.82K
|
+687
|
+4%
|
|
|
13
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$205K
|
-$10.7K
|
-835
|
-5%
|
|
|
14
|
Grace & White Inc
Ny,
New York
|
$197K
|
–
|
–
|
–
|
|
|
15
|
Matisse Capital
Portland,
Oregon
|
$165K
|
-$27K
|
-2,100
|
-14%
|
|
|
16
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$158K
|
+$12.8K
|
+1,000
|
+9%
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$118K
|
–
|
–
|
–
|
|
|
18
|
American Portfolios Advisors
Holbrook,
New York
|
$50K
|
–
|
–
|
–
|
|
|
19
|
Advisor Group
Phoenix,
Arizona
|
$45K
|
+$642
|
+50
|
+1%
|
|
|
20
|
Lazard Asset Management
New York
|
$43K
|
–
|
–
|
–
|
|
|
21
|
Wells Fargo
San Francisco,
California
|
$19K
|
+$12.7K
|
+993
|
+195%
|
|
|
22
|
Whitney & Co
Rochester,
New York
|
$8K
|
+$7.7K
|
+600
|
New
|
|
|
23
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$171K
|
-13,017
|
Closed
|
|
