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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
RRA
426
Round Rock Advisors
Connecticut
– -$233K -2,131 Closed
SFWA
427
Summit Financial Wealth Advisors
Louisiana
– -$228K -2,100 Closed
VAS
428
Valicenti Advisory Services
New York
– -$216K -1,975 Closed
LIM
429
Leavell Investment Management
Alabama
– -$211K -1,920 Closed
TC
430
TownSquare Capital
Utah
– -$205K -1,878 Closed
PO
431
Private Ocean
California
– -$205K -1,875 Closed
KA
432
Kovack Advisors
Florida
– -$202K -1,846 Closed
BIP
433
Bouvel Investment Partners
Pennsylvania
– -$202K -1,845 Closed
FWP
434
FAS Wealth Partners
Kansas
– -$128K -1,167 Closed
MAM
435
Meeder Asset Management
Ohio
– -$65K -596 Closed
CA
436
CoreCap Advisors
Michigan
– -$61K -558 Closed
FFG
437
Ford Financial Group
California
– -$50K -463 Closed
DAM
438
Delta Asset Management
Tennessee
– -$46K -425 Closed
CWS
439
Confluence Wealth Services
Pennsylvania
– -$45K -414 Closed
GWS
440
Glassman Wealth Services
Virginia
– -$41K -378 Closed
EVM
441
Eaton Vance Management
Massachusetts
– -$28K -257 Closed
FFC
442
Fure Financial Corporation
Minnesota
– -$26K -244 Closed
DWP
443
Destiny Wealth Partners
Florida
– -$23K -206 Closed
FA
444
Financial Avengers
California
– -$22K -201 Closed
EWM
445
EPG Wealth Management
Georgia
– -$22K -200 Closed
CFCI
446
Comprehensive Financial Consultants Institutional
Indiana
– -$8K -82 Closed
AWA
447
Aquire Wealth Advisors
Utah
– -$6K -55 Closed
JFA
448
JNBA Financial Advisors
Minnesota
– -$6K -51 Closed
BHWM
449
Bay Harbor Wealth Management
Maryland
– -$3.16K -30 -97%
BlackRock
450
BlackRock
New York
– -$1K -7 Closed
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