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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
FIA
401
Foundations Investment Advisors
Arizona
– -$6.02M -65,536 Closed
NSB
402
Norway Savings Bank
Maine
– -$5.51M -60,023 Closed
SAG
403
SageView Advisory Group
California
– -$2.02M -21,994 Closed
IF
404
Intrua Financial
Texas
– -$2.02M -21,990 Closed
HF
405
HRT Financial
New York
– -$1.2M -13,053 Closed
EFA
406
Edge Financial Advisors
Illinois
– -$1.17M -12,887 Closed
MA
407
Mutual Advisors
Nebraska
– -$570K -6,205 Closed
SFA
408
Sequoia Financial Advisors
Ohio
– -$541K -5,888 Closed
NCM
409
Next Capital Management
New York
– -$458K -4,987 Closed
LNC
410
Lincoln National Corp
Pennsylvania
– -$427K -4,644 Closed
WIA
411
World Investment Advisors
California
– -$404K -4,394 Closed
SIAS
412
Summit Investment Advisory Services
Minnesota
– -$383K -4,174 Closed
SAW
413
Signal Advisors Wealth
Michigan
– -$349K -3,794 Closed
HIC
414
Holderness Investments Company
North Carolina
– -$299K -3,250 Closed
MWAM
415
Manhattan West Asset Management
California
– -$295K -3,214 Closed
PFGIA
416
Patriot Financial Group Insurance Agency
Massachusetts
– -$282K -3,074 Closed
ACG
417
Allen Capital Group
Nebraska
– -$274K -2,984 Closed
PPP
418
Private Portfolio Partners
New Jersey
– -$272K -2,962 Closed
SSWM
419
Strait & Sound Wealth Management
California
– -$264K -2,945 Closed
VPP
420
Vertex Planning Partners
Illinois
– -$238K -2,587 Closed
HIC
421
Hartline Investment Corp
Illinois
– -$212K -2,308 Closed
TC
422
TownSquare Capital
Utah
– -$207K -2,255 Closed
AWM
423
Avaii Wealth Management
Wisconsin
– -$205K -2,233 Closed
FSWA
424
Financial Synergies Wealth Advisors
Texas
– -$200K -2,177 Closed
NJIM
425
Nabity-Jensen Investment Management
Nebraska
– -$116K -1,259 Closed
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