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Barings Global Short Duration High Yield Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
26
Thrivent Financial for Lutherans
Minnesota
$336K – – –
MCM
27
McRae Capital Management
New Jersey
$323K +$4.53K +322 +1%
Osaic Holdings
28
Osaic Holdings
Arizona
$315K +$20.8K +1,481 +7%
Jane Street
29
Jane Street
New York
$263K +$263K +18,670 New
UBS Group
30
UBS Group
Switzerland
$256K +$170K +12,082 +199%
MML Investors Services
31
MML Investors Services
Massachusetts
$233K +$15.2K +1,083 +7%
CSC
32
Caldwell Sutter Capital
California
$231K – – –
Barings
33
Barings
North Carolina
$230K +$5.91K +420 +3%
Readystate Asset Management
34
Readystate Asset Management
Illinois
$223K -$953K -67,794 -81%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$198K +$11.9K +849 +6%
Oppenheimer & Co
36
Oppenheimer & Co
New York
$192K +$2.15K +153 +1%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$181K +$180K +12,806 New
TSS
38
Two Sigma Securities
New York
$174K +$174K +12,362 New
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$169K – – –
JWCA
40
J.W. Cole Advisors
Florida
$168K +$167K +11,910 New
XTX Topco
41
XTX Topco
Cayman Islands
$156K +$156K +11,093 New
Concurrent Investment Advisors
42
Concurrent Investment Advisors
Florida
$150K +$150K +10,636 New
FFA
43
Founders Financial Alliance
North Carolina
$149K +$309 +22 +0.2%
Mount Yale Investment Advisors
44
Mount Yale Investment Advisors
Colorado
$142K – – –
Vestmark Advisory Solutions
45
Vestmark Advisory Solutions
Massachusetts
$141K – – –
IFG Advisory
46
IFG Advisory
Georgia
$95.9K – – –
Rockefeller Capital Management
47
Rockefeller Capital Management
New York
$55.4K – – –
Allworth Financial
48
Allworth Financial
California
$50.8K -$35.2K -2,500 -41%
Clear Street
49
Clear Street
New York
$47K +$46.9K +3,334 New
SWA
50
SOA Wealth Advisors
New York
$38.6K +$984 +70 +3%