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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$13.7M -$28.7K -1,791 -0.2%
RCM
2
Rivernorth Capital Management
Florida
$10.1M +$3.07M +191,830 +42%
Morgan Stanley
3
Morgan Stanley
New York
$7.89M +$891K +55,647 +12%
Invesco
4
Invesco
Georgia
$7.71M +$884K +55,215 +12%
Wells Fargo
5
Wells Fargo
California
$7.71M -$1.01M -62,840 -11%
TCMG
6
TSP Capital Management Group
New Jersey
$5.84M – – –
Cohen & Steers
7
Cohen & Steers
New York
$4.13M – – –
SFS
8
Shaker Financial Services
Virginia
$3.87M +$260K +16,259 +7%
GC
9
Guggenheim Capital
Illinois
$3.69M -$567K -35,414 -13%
HWAM
10
Hennion & Walsh Asset Management
New Jersey
$2.73M +$388K +24,222 +16%
GA
11
GraniteShares Advisors
New York
$2.61M +$239K +14,954 +10%
RJA
12
Raymond James & Associates
Florida
$2.49M -$123K -7,680 -5%
SCM
13
Saba Capital Management
New York
$2.38M +$2.46M +153,555 New
First Trust Advisors
14
First Trust Advisors
Illinois
$2.25M -$15.1K -941 -0.6%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$1.67M +$438K +27,358 +34%
VCM
16
Vivaldi Capital Management
Illinois
$1.65M +$1.9M +118,839 New
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.44M +$1.49M +92,977 New
UBS Group
18
UBS Group
Switzerland
$1.3M -$1.2M -74,724 -47%
Bank of America
19
Bank of America
North Carolina
$1.25M -$28.8K -1,800 -2%
PAS
20
Park Avenue Securities
New York
$1.21M +$1.25M +77,975 New
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$1.07M +$56K +3,499 +5%
CIA
22
Capital Investment Advisors
Georgia
$1.05M +$2.4K +150 +0.2%
NA
23
NewEdge Advisors
Louisiana
$926K -$86.5K -5,400 -8%
Osaic Holdings
24
Osaic Holdings
Arizona
$838K -$72.4K -4,524 -8%
PPA
25
Parametric Portfolio Associates
Washington
$769K +$795K +49,622 New
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