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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.69M +$1.52M +104,446 +20%
Invesco
2
Invesco
Georgia
$7.2M +$1.47M +100,581 +27%
TCMG
3
TSP Capital Management Group
New Jersey
$5.08M -$4.9M -335,901 Closed
GC
4
Guggenheim Capital
Illinois
$4.62M +$76.6K +5,249 +2%
Cohen & Steers
5
Cohen & Steers
New York
$4.12M -$910K -62,355 -19%
SIA
6
Sit Investment Associates
Minnesota
$4.03M +$780K +53,471 +26%
Raymond James Financial
7
Raymond James Financial
Florida
$3.98M +$310K +21,253 +9%
Morgan Stanley
8
Morgan Stanley
New York
$3.37M -$357K -24,480 -10%
SFS
9
Shaker Financial Services
Virginia
$2.71M +$1.11M +76,121 +77%
CIA
10
Capital Investment Advisors
Georgia
$2.63M -$22.5K -1,545 -0.9%
LPL Financial
11
LPL Financial
California
$1.86M +$951K +65,154 +117%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$1.15M -$711K -48,738 -40%
CP
13
Camelot Portfolios
Ohio
$1.12M +$14.1K +965 +1%
SAM
14
Secure Asset Management
Michigan
$1.08M +$569K +38,967 +126%
CPRC
15
Consolidated Portfolio Review Corp
New York
$989K +$1.34K +92 +0.1%
Bank of America
16
Bank of America
North Carolina
$969K -$260K -17,827 -22%
NP
17
Nilsine Partners
Colorado
$933K +$884K +60,593 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$931K -$28.2K -1,930 -3%
AAM
19
Advisors Asset Management
Colorado
$833K -$18.9K -1,293 -2%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$741K +$67.1K +4,601 +11%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$694K +$8.46K +580 +1%
NA
22
NewEdge Advisors
Louisiana
$677K -$10.2K -700 -2%
First Trust Advisors
23
First Trust Advisors
Illinois
$442K -$11.6K -792 -3%
Corient Private Wealth
24
Corient Private Wealth
Florida
$417K – – –
Baird Financial Group
25
Baird Financial Group
Wisconsin
$381K -$4.38K -300 -1%
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