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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$8.41M -$715K -40,873 -7%
GC
2
Guggenheim Capital
Illinois
$5.15M -$613K -35,082 -10%
TCMG
3
TSP Capital Management Group
New Jersey
$4.97M +$5.44M +311,366 New
Morgan Stanley
4
Morgan Stanley
New York
$4.9M +$580K +33,173 +12%
Wells Fargo
5
Wells Fargo
California
$4.71M -$261K -14,914 -5%
Bank of America
6
Bank of America
North Carolina
$3.38M +$46.9K +2,680 +1%
SCM
7
Saba Capital Management
New York
$2.39M +$2.62M +149,931 New
RCM
8
Rivernorth Capital Management
Florida
$2.29M +$2.53M +144,624 New
First Trust Advisors
9
First Trust Advisors
Illinois
$1.92M -$172K -9,836 -8%
CRC
10
Curi RMB Capital
Illinois
$1.86M +$2.04M +116,522 New
UBS Group
11
UBS Group
Switzerland
$1.14M +$99.5K +5,689 +9%
SIA
12
Sit Investment Associates
Minnesota
$1.09M +$352K +20,138 +42%
WAM
13
Wolverine Asset Management
Illinois
$1.03M +$1.13M +64,744 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$825K -$478K -27,344 -35%
RJA
15
Raymond James & Associates
Florida
$818K -$218K -12,443 -20%
BTS
16
BB&T Securities
Virginia
$710K -$11.8K -675 -1%
WAM
17
Weiss Asset Management
Massachusetts
$632K +$692K +39,596 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$626K -$13K -744 -2%
FFG
19
Ford Financial Group
California
$626K +$7.9K +452 +1%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$597K -$8.31K -475 -1%
WS
21
Wedbush Securities
California
$503K -$14K -800 -2%
AG
22
Advisor Group
Arizona
$361K -$85.8K -4,908 -18%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$357K +$392K +22,400 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$332K -$43K -2,458 -11%
CIA
25
Capital Investment Advisors
Georgia
$322K +$353K +20,175 New
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