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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$9.79M +$1.28M +91,392 +16%
Wells Fargo
2
Wells Fargo
California
$8.29M +$1.45M +103,465 +23%
RCM
3
Rivernorth Capital Management
Florida
$6.87M +$5.09M +364,251 +399%
TCMG
4
TSP Capital Management Group
New Jersey
$5.52M +$5.11M +365,946 New
Invesco
5
Invesco
Georgia
$4.04M -$62.4K -4,468 -2%
Morgan Stanley
6
Morgan Stanley
New York
$3.94M +$158K +11,296 +5%
GC
7
Guggenheim Capital
Illinois
$3.58M -$499K -35,712 -13%
First Trust Advisors
8
First Trust Advisors
Illinois
$1.97M -$29.1K -2,082 -2%
SFS
9
Shaker Financial Services
Virginia
$1.85M +$23K +1,643 +1%
UBS Group
10
UBS Group
Switzerland
$1.45M -$313K -22,429 -19%
Bank of America
11
Bank of America
North Carolina
$1.29M +$30.1K +2,156 +3%
RJA
12
Raymond James & Associates
Florida
$1.29M -$345K -24,673 -22%
MAFM
13
Mid Atlantic Financial Management
Pennsylvania
$1.16M +$74.1K +5,300 +7%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.08M -$1.35M -96,424 -57%
CIA
15
Capital Investment Advisors
Georgia
$848K +$70.4K +5,038 +10%
Truist Financial
16
Truist Financial
North Carolina
$756K +$22.3K +1,595 +3%
AA
17
AQR Arbitrage
Connecticut
$752K -$18.1K -1,295 -3%
WAM
18
Wolverine Asset Management
Illinois
$548K -$198K -14,145 -28%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$546K +$49.7K +3,557 +11%
FFG
20
Ford Financial Group
California
$532K -$79.2K -5,664 -14%
Millennium Management
21
Millennium Management
New York
$519K +$481K +34,410 New
LCM
22
Landscape Capital Management
New Jersey
$414K +$383K +27,421 New
PPA
23
Parametric Portfolio Associates
Washington
$390K +$361K +25,818 New
CRC
24
Curi RMB Capital
Illinois
$384K +$356K +25,444 New
VC
25
Vicus Capital
Pennsylvania
$350K +$3.72K +266 +1%
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