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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$9.64M +$459K +24,330 +5%
GC
2
Guggenheim Capital
Illinois
$7.87M +$11.9K +631 +0.1%
Wells Fargo
3
Wells Fargo
California
$6.76M -$425K -22,537 -6%
TCMG
4
TSP Capital Management Group
New Jersey
$6.33M +$837K +44,400 +15%
Morgan Stanley
5
Morgan Stanley
New York
$4.47M -$539K -28,569 -11%
LCM
6
Laurion Capital Management
New York
$4.2M +$3M +159,261 +242%
Bessemer Group
7
Bessemer Group
New Jersey
$3.76M +$321K +17,000 +9%
Bank of America
8
Bank of America
North Carolina
$3.56M -$196K -10,377 -5%
First Trust Advisors
9
First Trust Advisors
Illinois
$2.08M +$13.2K +702 +0.6%
SIA
10
Sit Investment Associates
Minnesota
$1.85M +$176K +9,307 +10%
UBS Group
11
UBS Group
Switzerland
$1.43M -$470K -24,946 -25%
BTS
12
BB&T Securities
Virginia
$1.1M -$54.7K -2,901 -5%
RJA
13
Raymond James & Associates
Florida
$935K +$71.2K +3,774 +8%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$789K -$8.71K -462 -1%
WAM
15
Wolverine Asset Management
Illinois
$788K +$742K +39,324 +1,346%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$780K +$422K +22,400 +115%
AFNAS
17
American Financial Network Advisory Services
California
$479K -$1.06M -56,324 -100%
FFG
18
Ford Financial Group
California
$478K +$258K +13,700 +115%
VC
19
Vicus Capital
Pennsylvania
$404K +$175K +9,262 +75%
SWM
20
SeaCrest Wealth Management
New York
$365K -$2.81K -149 -0.8%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$347K -$20.1K -1,066 -5%
WS
22
Wedbush Securities
California
$339K +$9.43K +500 +3%
AG
23
Advisor Group
Arizona
$259K -$46.2K -2,448 -15%
M&T Bank
24
M&T Bank
New York
$233K +$236K +12,500 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$217K +$18.9K +1,000 +9%
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