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BGH

Barings Global Short Duration High Yield Fund
BGH

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$11.6M +$530K +32,100 +5%
Wells Fargo
2
Wells Fargo
California
$11.4M +$1.46M +88,699 +15%
Morgan Stanley
3
Morgan Stanley
New York
$8.48M +$689K +41,726 +9%
RCM
4
Rivernorth Capital Management
Florida
$8.13M -$835K -50,585 -10%
TCMG
5
TSP Capital Management Group
New Jersey
$6.37M -$6.21M -375,976 Closed
Invesco
6
Invesco
Georgia
$5.66M +$1.02M +61,613 +23%
GC
7
Guggenheim Capital
Illinois
$4.98M +$366K +22,185 +8%
SFS
8
Shaker Financial Services
Virginia
$2.84M +$643K +38,960 +31%
RJA
9
Raymond James & Associates
Florida
$2.61M +$432K +26,146 +21%
First Trust Advisors
10
First Trust Advisors
Illinois
$2.41M +$101K +6,145 +5%
UBS Group
11
UBS Group
Switzerland
$1.84M +$355K +21,512 +25%
Bank of America
12
Bank of America
North Carolina
$1.35M +$50.4K +3,055 +4%
HWAM
13
Hennion & Walsh Asset Management
New Jersey
$1.34M +$472K +28,619 +58%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$1.29M +$11.2K +677 +0.9%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$1.28M +$1.24M +74,875 New
CIA
16
Capital Investment Advisors
Georgia
$1.18M +$51.5K +3,120 +5%
Thrivent Financial for Lutherans
17
Thrivent Financial for Lutherans
Minnesota
$1.01M +$316K +19,113 +47%
Osaic Holdings
18
Osaic Holdings
Arizona
$948K -$267K -16,198 -23%
Cohen & Steers
19
Cohen & Steers
New York
$948K +$917K +55,530 New
JG
20
Jefferies Group
New York
$707K +$271K +16,386 +66%
LPL Financial
21
LPL Financial
California
$657K +$370K +22,416 +140%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$592K -$25.8K -1,560 -4%
Truist Financial
23
Truist Financial
North Carolina
$447K -$438K -26,557 -50%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$354K -$36.3K -2,200 -10%
CHAM
25
Clear Harbor Asset Management
Connecticut
$349K +$44.2K +2,675 +15%
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